Part 4 · Chapter 20

Current Source, Multilevel, and Resonant Inverters

Every inverter so far has held its DC link at a stiff voltage, built its output from two levels, and switched with both voltage and current present. This chapter relaxes each of those in turn — and finds that the resulting topologies are not exotic alternatives but the only things that work at the top of the power range, and the only things that work at the top of the frequency range.

Power Electronics Prof. Mithun Mondal Reading time ≈ 55 min
Where this sits
Part 4 · DC–AC Converters
Chapter 20 of 30 — the last of Part 4
You should already know
The voltage source inverter and its switching states from Chapter 17, PWM and its switching loss from Chapter 18, and the hexagon from Chapter 19.
By the end you can
Explain when a current source inverter beats a voltage source one, compare the three multilevel families, and say what soft switching buys and what it costs.
Time
≈ 55 min reading · ≈ 45 min problems
i What you'll learn
  • The current source inverter: a stiff DC current instead of a stiff voltage, and why that inverts every design rule.
  • Load-commutated inverters, and why the largest motor drives in the world still use thyristors.
  • The three multilevel families — diode-clamped (NPC), flying capacitor and cascaded H-bridge — and what each one is really for.
  • Why distortion falls roughly as \( 1/(N-1) \) and device voltage as \( V_{dc}/(N-1) \), and why both matter more at high power than efficiency does.
  • The modular multilevel converter, and why every HVDC link built this century uses one.
  • Soft switching: ZVS and ZCS, resonant and quasi-resonant inverters, and how they break the switching-loss barrier that caps \( f_s \).
  • How to choose between all of these from power level, voltage and switching-frequency requirements.
Section 20-1

The Current Source Inverter

Everything in Part 4 so far has assumed a voltage source inverter: a DC link held stiff by a large capacitor, so the inverter imposes voltage on the load and the load decides the current.

Replace the capacitor with a large series inductor and everything reverses. The link now holds a stiff current, the inverter steers that current into the phases, and the load decides the voltage.

Voltage source and current source inverters compared
PropertyVoltage source (VSI)Current source (CSI)
DC link elementLarge capacitorLarge inductor
Inverter imposesVoltageCurrent
Output waveformVoltage is stepped; current is smoothCurrent is stepped; voltage is smooth
Forbidden stateShort a leg (shoot-through)Open the link (all devices off)
Devices must blockOne polarity — needs an antiparallel diodeBoth polarities — needs a series diode
Short-circuit behaviourCatastrophic; needs fast protectionInherently limited by the link inductor
RegenerationNeeds a second converter or a brake resistorNatural — reverse the link voltage
Dynamic responseFastSlow — the link inductor resists change
Typical useAlmost everything below 1 MWVery large drives, LCI, some STATCOMs
Section recap. A CSI holds the link current stiff with a series inductor, so the current is stepped and the voltage smooth. Its forbidden state is an open circuit rather than a short, its devices need series rather than antiparallel diodes, and its inherent current limiting and natural regeneration keep it alive at the very top of the power range.
Section 20-2

Why More Levels

Chapter 19 ended with an observation: a two-level inverter's reachable region is a hexagon, and reaching outside its inscribed circle necessarily produces \( 6k \pm 1 \) harmonics. The way out is not a cleverer modulator — it is more voltage levels.

Interactive · levels, staircase and distortion

An \( N \)-level inverter approximating a sine by choosing the nearest available level at each instant. Watch the staircase close on the ideal sine, the distortion collapse, and — the reason this is done at all — the voltage each device must block fall with it.

2
Multilevel staircase approximation of a sine wave One cycle of an ideal sine drawn as a dashed line, with a staircase waveform overlaid that takes only the discrete voltage levels available to an N-level inverter. With two levels the staircase is a square wave that departs greatly from the sine. As the number of levels rises to three, five, seven and beyond, the steps become smaller and the staircase follows the sine closely, and the total harmonic distortion falls from 48 percent towards a few percent. +1 −1 ωt
Levels2
THD48.3%
Device blocksVdc
Devices per phase2

🔑
What an extra level buys
\[ \text{THD} \approx \frac{0.78}{N-1}, \qquad V_{device} = \frac{V_{dc}}{N-1}, \qquad \left(\frac{dv}{dt}\right)_{step} = \frac{V_{dc}}{N-1} \]

All three improve together, and at high power the second and third matter more than the first.

Section recap. More levels reduce distortion roughly as \( 1/(N-1) \), but the reasons they are built are that each device blocks \( V_{dc}/(N-1) \), that \( dv/dt \) at the motor falls in proportion, and that the output ripple frequency is multiplied without any device switching faster.
Section 20-3

The Three Multilevel Families

Three structures dominate, and they differ in how the intermediate levels are created — by clamping to a divided link, by floating capacitors, or by stacking whole bridges.

1 Diode-clamped (Neutral Point Clamped, NPC)
  • Structure: the DC link is divided by capacitors; clamping diodes connect the mid-points to the switching nodes, so each leg can output \( +V_{dc}/2 \), 0, or \( -V_{dc}/2 \).
  • Devices per phase (3-level): 4 switches, 2 clamping diodes.
  • Strength: a single shared DC link, which suits a converter fed from one rectifier. It is by a wide margin the most common medium-voltage topology.
  • Weakness: the neutral point drifts. Current drawn from the mid-point charges one capacitor and discharges the other, so balancing must be actively controlled — usually by exploiting redundant switching states, exactly as Chapter 19 hinted.
  • Scaling: poor beyond three levels. The clamping diodes must block increasing voltages and their count grows as \( (N-1)(N-2) \), so five-level NPC is rare and seven-level essentially unbuilt.
2 Flying capacitor
  • Structure: capacitors floating between the switch pairs supply the intermediate levels, in place of clamping diodes.
  • Strength: redundant states. Each intermediate level can be produced in more than one way, and the alternatives charge or discharge the floating capacitor oppositely — so balancing is achieved by the modulator alone, needing no extra measurement or hardware.
  • Weakness: a lot of capacitors, each carrying the full load current as ripple, and each needing pre-charging before start-up. Capacitor count grows as \( (N-1)(N-2)/2 \) per phase.
  • Where it is used: traction and aerospace converters where its natural balancing and good fault tolerance justify the capacitor count.
3 Cascaded H-bridge
  • Structure: several complete single-phase full bridges in series per phase, each with its own isolated DC source. Their outputs simply add.
  • Strength: modularity. \( k \) cells give \( 2k+1 \) levels from identical building blocks. Adding levels means adding cells, with no change to any of them.
  • Weakness: every cell needs an isolated DC supply, which for a motor drive means a multi-winding transformer — large, expensive and often phase-shifted for input harmonic cancellation.
  • Where it fits perfectly: applications that supply their own isolated sources — battery storage (each cell a battery module) and photovoltaic systems (each cell a string), where the "weakness" is the natural arrangement anyway.
Component count per phase for \(N\) levels
TopologySwitchesClamping diodesCapacitorsIsolated sourcesPractical limit
Diode-clamped\(2(N-1)\)\((N-1)(N-2)\)\(N-1\) (shared)13, occasionally 5
Flying capacitor\(2(N-1)\)0\(\frac{(N-1)(N-2)}{2}\)14–5
Cascaded H-bridge\(2(N-1)\)0\(\frac{N-1}{2}\)\(\frac{N-1}{2}\)essentially none
Modular multilevel\(2(N-1)\)0\(N-1\)1hundreds
Section recap. Diode-clamped converters share one link but do not scale past three or five levels; flying-capacitor converters self-balance through redundant states but need many capacitors; cascaded H-bridges are perfectly modular but need isolated sources — which batteries and PV strings happen to provide. The modular multilevel converter removes that last constraint and now dominates HVDC.
Section 20-4

Soft Switching

Every inverter so far has been hard-switched: the device changes state while carrying full current and standing off full voltage. During the transition both are non-zero, so power is dissipated — and the loss is proportional to the switching frequency, which is what caps \( f_s \) in every design.

Soft switching arranges for either the voltage or the current to be zero at the moment of transition, so the product is zero and there is nothing to dissipate.

The main soft-switching inverter families
TopologyMechanismControl variableStrengthWeakness
Series resonant\(L\) and \(C\) in series with the load; operate above resonance for ZVS FrequencyInherent short-circuit limitingPoor at no load — cannot regulate
Parallel resonant\(C\) across the load FrequencyGood at no load; step-up capabilityCirculating current at light load
LLC resonantTwo inductances and one capacitor; ZVS over a wide range FrequencyWide range, very high efficiencyComplex to design; gain curve is not monotonic
Phase-shifted full bridgeLeakage inductance resonates with device capacitance Phase shift — fixed frequencyFixed frequency, easy filteringLoses ZVS at light load
Resonant DC linkThe whole link is made to ring to zero periodically Pulse densityAny inverter can be soft-switchedHigh device voltage stress; awkward control
Section recap. Soft switching makes either voltage or current zero at the transition, removing switching loss. It does not make a converter efficient at a given frequency — it permits a much higher frequency, and therefore much smaller magnetics. The costs are higher RMS current, higher peak stress, and a limited range over which ZVS holds.
Section 20-5

Choosing Among Them

Where each topology in Part 4 belongs
ApplicationPowerVoltageTopologyDeciding reason
Off-grid inverter< 1 kW12–48 VQuasi-square full bridgeCost and DC link utilisation
Solar / UPS1–10 kW400 VTwo-level, unipolar PWMLow ripple, small filter
General AC drive1 kW–1 MW400–690 VTwo-level, SVMDC link utilisation and fast control
Medium-voltage drive1–10 MW3.3–6.6 kVThree-level NPCDevice voltage rating and \(dv/dt\)
Battery storage0.1–10 MWanyCascaded H-bridgeIsolated sources already present
Very large drive> 10 MW> 6 kVLCI (current source)Thyristor ratings; negligible switching loss
HVDC transmission> 100 MW> 100 kVModular multilevelNo filters, 99% efficiency, modular scaling
High-density supply< 5 kWanyLLC resonantSoft switching permits > 500 kHz
Induction heating1 kW–1 MWanySeries resonantThe load is the resonant tank
Section recap. Switching loss explains the boundaries of Part 4: negligible below about 1 kW, where component count and DC link utilisation decide; manageable between 1 kW and 1 MW, where two-level SVM dominates; and decisive above, where multilevel and current-source topologies take over.
Section 20-6

Worked Examples

1 Choosing a level count from device ratings

Problem. A 6.6 kV motor is to be driven from a DC link of 10 kV. Available IGBTs are rated 1.7 kV, 3.3 kV and 6.5 kV, and industry practice is to operate at no more than 55% of rated blocking voltage. How many levels are needed with each device?

Usable voltage per device
\[ 1.7\ \text{kV} \to 0.94\ \text{kV}, \qquad 3.3\ \text{kV} \to 1.82\ \text{kV}, \qquad 6.5\ \text{kV} \to 3.58\ \text{kV} \]
Levels required, from \(V_{device} = V_{dc}/(N-1)\)
\[ N - 1 \ge \frac{10}{V_{device}} \;\Longrightarrow\; N \ge 1 + \frac{10}{V_{device}} \]
\[ 1.7\ \text{kV}: N \ge 11.6 \to \mathbf{13}, \qquad 3.3\ \text{kV}: N \ge 6.5 \to \mathbf{7}, \qquad 6.5\ \text{kV}: N \ge 3.8 \to \mathbf{5} \]

Now weigh the options against what is buildable.

  • 13 levels with 1.7 kV devices. Cheap, fast, widely available parts, and excellent waveform quality. Only a cascaded H-bridge or MMC scales this far — so 6 isolated sources per phase, meaning a large phase-shifted transformer.
  • 7 levels with 3.3 kV devices. A reasonable compromise, and the usual choice for cascaded H-bridge medium-voltage drives.
  • 5 levels with 6.5 kV devices. Fewest devices, but 6.5 kV IGBTs are expensive, slow and have high losses. A five-level NPC is also awkward — clamping diodes must block multiple levels.

What is actually built: a three-level NPC with 6.5 kV devices and a lower link, or a seven-level cascaded H-bridge with 1.7 kV devices. The second is common in commercial medium-voltage drives precisely because 1.7 kV IGBTs are a mass-market part, and the transformer that provides the isolated supplies also does duty as the input harmonic filter.

The lesson. Level count is decided by device availability and cost, not by waveform quality. The harmonics improve as a by-product.

2 Effective switching frequency of a multilevel converter

Problem. A nine-level cascaded H-bridge runs at 50 Hz output. Each cell is switched at 500 Hz. Find the effective output ripple frequency and compare the switching loss with a two-level inverter producing similar waveform quality.

Effective frequency
\[ N = 9 \;\Longrightarrow\; 4 \text{ cells per phase}, \qquad f_{eff} = 2 \times 4 \times 500 = 4\ \text{kHz} \]

(The factor 2 arises because each cell's H-bridge produces two output transitions per switching period.)

What a two-level inverter would need. To match a nine-level converter's ripple, a two-level inverter must switch at roughly the same effective frequency — about 4 kHz — but with each device switching the full link voltage rather than an eighth of it.

Switching loss comparison, per phase
\[ E_{sw} \propto V_{device} \;\Longrightarrow\; \frac{P_{9\text{-level}}}{P_{2\text{-level}}} = \frac{8 \times (V_{dc}/8) \times 500}{2 \times V_{dc} \times 4000} \times \frac{\text{devices}}{\text{devices}} \]
\[ = \frac{V_{dc}\times 500}{V_{dc}\times 8000} = \frac{1}{16} \]

Roughly a sixteenth of the switching loss for comparable waveform quality. Two effects compound: each device switches a smaller voltage and switches less often, because the levels share the work.

The catch. The nine-level converter has 32 devices per phase against 2, so conduction loss is higher (more devices in series in the current path) and the converter is far more complex. At 100 kW that is absurd; at 10 MW it is the only thing that works.

3 Sizing a current source inverter's link inductor

Problem. A 2 MW LCI runs from a 3 kV DC link at 1 kA. The link current ripple must stay below 5%. The rectifier is a six-pulse thyristor bridge on a 50 Hz supply. Find the link inductance required.

The ripple comes from the rectifier's six-pulse output (Chapter 7), whose dominant component is the 6th harmonic at 300 Hz.

Sixth-harmonic voltage across the link
\[ V_6 \approx 0.06\,V_{dc} = 0.06(3000) = 180\ \text{V (rms)} \]
Required reactance for 5% ripple
\[ \Delta I = 0.05(1000) = 50\ \text{A}, \qquad X_6 = \frac{V_6}{\Delta I/\sqrt2} = \frac{180}{35.4} = 5.09\ \Omega \]
\[ L = \frac{X_6}{2\pi(300)} = \frac{5.09}{1885} = 2.7\ \text{mH} \]

Now consider what that component actually is. A 2.7 mH inductor carrying 1000 A continuously stores

\[ W = \tfrac12 LI^2 = \tfrac12(0.0027)(10^6) = 1.35\ \text{kJ} \]

This is a very large iron-cored reactor — comparable in size and mass to the machine's own transformer, and one of the LCI's chief drawbacks. It is also why a CSI responds slowly: changing the link current means changing the energy stored in that inductor, which takes time.

The compensating advantage. That same inductor provides inherent fault current limiting. A short circuit on the output cannot produce a step in current — \( di/dt = v/L \) with a large \( L \) means the current rises slowly enough for protection to act. A VSI of this rating would need extremely fast electronic protection to survive the same event, and often does not.

4 Is soft switching worth it here?

Problem. A 1 kW converter is proposed at 500 kHz. Hard-switched, the MOSFETs would have \( C_{oss} = 200 \) pF at 400 V and \( R_{DS(on)} = 80\ \text{m}\Omega \), carrying 4 A RMS. Compare hard and soft switching.

Hard switching
\[ P_{Coss} = \tfrac12 C_{oss}V^2 f = \tfrac12(200\times10^{-12})(400^2)(5\times10^5) = 8.0\ \text{W per device} \]
\[ P_{cond} = I^2R = (4)^2(0.08) = 1.28\ \text{W per device} \]
\[ \text{Total (4 devices)} = 4(8.0 + 1.28) = 37.1\ \text{W} \;\Longrightarrow\; \eta = 96.4\% \]

Soft switching (ZVS) removes the \( C_{oss} \) loss but raises the RMS current, because the resonant current is sinusoidal rather than rectangular — typically about 11% higher for the same power:

Soft switching
\[ P_{Coss} \approx 0, \qquad P_{cond} = (4 \times 1.11)^2(0.08) = 1.58\ \text{W per device} \]
\[ \text{Total (4 devices)} = 4(1.58) = 6.3\ \text{W}, \; \text{plus} \approx 3\ \text{W in the resonant tank} \]
\[ \Longrightarrow\; 9.3\ \text{W} \;\Longrightarrow\; \eta = 99.1\% \]

Soft switching wins decisively here — 9.3 W against 37.1 W, a fourfold reduction in loss.

Now repeat at 50 kHz, a tenth of the frequency:

  • Hard-switched: \( P_{Coss} = 0.8 \) W, total \( 4(0.8+1.28) = 8.3 \) W → 99.2%.
  • Soft-switched: still \( 6.3 + 3 = 9.3 \) W → 99.1%.

At 50 kHz the hard-switched converter is marginally better, because switching loss no longer dominates and the resonant tank's own losses are a fixed overhead.

The general conclusion. Soft switching is not universally superior — it is a technique for making high frequencies viable. Its value scales with \( f \), and below the crossover it costs more than it saves. Deciding by calculation rather than by reputation is the whole of the matter.

Section 20-7

Summary & Formula Sheet

Chapter 20, and Part 4, in five sentences:

  1. A current source inverter holds the link current stiff, so its forbidden state is an open circuit, its devices need series diodes, and it regenerates naturally.
  2. Load-commutated inverters let a synchronous machine's back-EMF turn the thyristors off, which is why the largest drives in the world use no self-commutating devices at all.
  3. Multilevel converters reduce distortion as \( 1/(N-1) \), but they are built because each device blocks \( V_{dc}/(N-1) \) and \( dv/dt \) falls in proportion.
  4. Diode-clamped converters share one link and stop at three or five levels; cascaded H-bridges scale freely but need isolated sources; the modular multilevel converter removes that constraint and dominates HVDC.
  5. Soft switching removes switching loss to permit a much higher frequency, at the cost of higher RMS current and a limited range over which it works.
Formula sheet · Chapter 20
Multilevel device voltagethe reason multilevel exists
\( V_{device} = \dfrac{V_{dc}}{N-1} \)
Staircase distortionnearest-level modulation
\( \text{THD} \approx \dfrac{0.78}{N-1} \)
Effective ripple frequency\(k\) cells, cascaded H-bridge
\( f_{eff} = 2k\,f_{cell} \)
Cascaded H-bridge levels\(k\) cells per phase
\( N = 2k + 1 \)
NPC clamping diode countwhy it does not scale
\( (N-1)(N-2) \) per phase
Flying capacitor countper phase
\( \dfrac{(N-1)(N-2)}{2} \)
CSI link ripplesizes the link reactor
\( \Delta I = \dfrac{\sqrt2\,V_6}{2\pi f_6 L} \)
Link inductor stored energyindicates its physical size
\( W = \tfrac12 L I_{dc}^2 \)
Output capacitance lossremoved by ZVS
\( P_{C_{oss}} = \tfrac12 C_{oss}V^2 f \)
Resonant frequencyseries or parallel tank
\( f_0 = \dfrac{1}{2\pi\sqrt{LC}} \)
Tank characteristic impedancesets the circulating current
\( Z_0 = \sqrt{L/C} \)
Quality factorsharpness of the gain curve
\( Q = \dfrac{Z_0}{R_{load}} \)

Key terms

Current source inverter (CSI)
An inverter fed from a stiff DC current via a series inductor. Output current is stepped; voltage is smooth.
Overlap time
The CSI's counterpart to dead time: the incoming device turns on before the outgoing one turns off, so the link is never open.
Load-commutated inverter (LCI)
A thyristor CSI whose commutation is provided by an over-excited synchronous machine's back-EMF.
Neutral point clamped (NPC)
A three-level topology using clamping diodes to a divided DC link. The most common medium-voltage converter.
Flying capacitor converter
A multilevel topology using floating capacitors for the intermediate levels, self-balancing through redundant states.
Cascaded H-bridge
Series-connected full bridges, each with an isolated source. \(k\) cells give \(2k+1\) levels.
Modular multilevel converter (MMC)
Arms of identical half-bridge submodules with self-balancing floating capacitors. The standard for HVDC.
Neutral point balancing
Keeping an NPC's split-link capacitors equal, usually by choosing among redundant switching states.
Hard / soft switching
Whether a device changes state with both voltage and current present, or with one of them arranged to be zero.
ZVS / ZCS
Zero-voltage and zero-current switching. MOSFETs favour the first; IGBTs the second.
LLC resonant converter
A resonant topology with two inductances and one capacitor, keeping ZVS over a wide range. Standard in high-density supplies.
Phase-shifted full bridge
A fixed-frequency soft-switching bridge using leakage inductance and device capacitance to achieve ZVS.
Check yourself

Test Yourself

Chapter 20 · six questions answers hidden until you ask
Why does a CSI need overlap time where a VSI needs dead time — are these not opposites?

They are exact opposites, and for exactly mirrored reasons.

The VSI's danger is a short. Its DC link is a capacitor, so the voltage is stiff and the current is whatever the circuit allows. Close both devices of a leg and you connect \( +V_s \) to 0 through two devices, with only stray inductance limiting the current. Dead time — a gap with both devices off — prevents it. During that gap the load current freewheels through a diode, so nothing is interrupted.

The CSI's danger is an open. Its link is an inductor, so the current is stiff and the voltage is whatever the circuit allows. Open every path and the inductor's current has nowhere to go; \( v = L\,di/dt \) with \( di/dt \to -\infty \) produces an unbounded voltage that destroys the devices. Overlap time — an interval with both devices on — prevents it. During that overlap the link current is briefly shared between two phases, which is harmless.

The duality is complete, and worth tabulating:

  • VSI: capacitor link ↔ CSI: inductor link
  • VSI: must never short ↔ CSI: must never open
  • VSI: dead time ↔ CSI: overlap time
  • VSI: antiparallel diode (carries reverse current) ↔ CSI: series diode (blocks reverse voltage)
  • VSI: stepped voltage, smooth current ↔ CSI: stepped current, smooth voltage

This is circuit duality in its purest form — swap voltage for current, capacitor for inductor, series for parallel, and every statement about one becomes a true statement about the other. Recognising it means you get the CSI's behaviour for free once you know the VSI's, which is worth more than memorising a second set of rules.

The largest motor drives use thyristors, which cannot be turned off. How is that not a fatal problem?

Because the load turns them off. In a load-commutated inverter, an over-excited synchronous machine provides the commutation the device cannot provide for itself.

How it works. A synchronous machine's excitation is controlled independently of its armature. Over-excite it and it operates at a leading power factor, meaning its terminal voltage leads its current. That leading voltage appears across the outgoing thyristor at the moment of commutation, reverse-biasing it for long enough to regain blocking capability.

This is exactly the natural commutation of Part 2, with the machine's back-EMF playing the role the grid played there. No commutation capacitor, no auxiliary thyristor, no forced-commutation circuit at all.

Why thyristors are worth this effort at 30 MW:

  • Ratings nothing else matches. One device handles 8 kV and 5 kA. Building the same converter from IGBTs would need many devices in series and parallel, with all the voltage-sharing and timing difficulty that implies.
  • Negligible switching loss. Two commutations per cycle at 50 Hz. A PWM inverter at these currents would dissipate hundreds of kilowatts in switching alone.
  • Free regeneration. Reverse the link voltage and power flows back to the grid, with no additional hardware. A pumped-storage machine changes from pumping to generating by control action alone.
  • Failure mode. Thyristors fail short-circuit, so a series string can carry redundant devices — one failure does not stop the machine.

The two real limitations:

  1. It cannot start from rest. No rotation means no back-EMF and nothing to commutate with. Starting uses pulse commutation, in which the source-side converter briefly forces the link current to zero, up to about 10% speed.
  2. Only synchronous machines. An induction motor cannot supply leading reactive power, so it cannot commutate the bridge. This is why very large drives are almost always synchronous.

The lesson worth carrying: a device limitation can sometimes be answered by the system rather than by the circuit. The thyristor did not become turn-off capable — the machine was asked to do the job instead.

Multilevel converters are usually justified by reduced harmonics. Is that really why they are built?

It is the most quoted reason and the least important one. Three others matter more.

1. Device voltage rating — usually decisive. A 6.6 kV motor needs a link near 10 kV. No IGBT blocks that; the highest rating is 6.5 kV, usable to about 3.6 kV. A two-level inverter is therefore simply not buildable without series-connecting devices, which requires gate timing matched within tens of nanoseconds. A five-level converter imposes 2.5 kV per device, with the sharing enforced by the topology instead.

2. \( dv/dt \) at the motor. A two-level inverter switching 10 kV in 200 ns gives 50 kV/μs. Through a cable, that edge reflects at the motor terminals and can nearly double, concentrating the stress on the first turn of each winding — a well-documented cause of premature failure. Five levels quarter the step and largely remove the problem. For a retrofit onto an existing motor this is often the whole argument.

3. Effective switching frequency. An \( N \)-level converter's output steps \( N-1 \) times more often than any device switches. Submodules switching at 100 Hz can produce ripple at several kilohertz — low switching loss and a clean waveform simultaneously, which a two-level converter cannot offer at any frequency.

4. And then, yes, the harmonics. THD falls roughly as \( 1/(N-1) \). Genuinely useful, and often it removes the output filter entirely — but it arrives as a by-product of the other three.

The evidence for this ordering is in what gets built. Three-level NPC dominates medium-voltage drives — the smallest level count that solves the device-rating problem, and no more. If harmonics were the driver, seven and nine levels would be common at those powers, and they are not.

Cascaded H-bridges need an isolated DC source per cell — a serious drawback. Why are they nevertheless common in battery storage?

Because in battery storage the isolated sources already exist. The topology's chief weakness disappears, and several advantages appear in its place.

A battery system is naturally modular. A megawatt-scale installation is thousands of cells assembled into modules, each of a few hundred volts and each already electrically separate. Making each module one H-bridge cell requires no transformer at all — which is precisely what makes the topology expensive in a motor drive.

What that arrangement then makes possible:

  1. Per-module state-of-charge balancing. A cell whose module is more charged can be inserted for longer, discharging it faster. Conventional systems need separate balancing hardware; here it is a modulation decision.
  2. Fault tolerance. A failed module is bypassed and the system continues at slightly reduced voltage. In a series-string architecture, one failed module can take the whole system offline.
  3. Modules need not match. Different capacities, chemistries or ages can be mixed, because each is controlled independently. This makes second-life EV batteries usable in grid storage — a substantial commercial advantage.
  4. No separate DC–DC stage. The cells connect directly to the AC output, removing a whole conversion stage and its losses.

The same argument applies to photovoltaics, where each cell can be one string with its own maximum-power-point tracker — so partial shading on one string does not drag down the others, which it does in a conventional series-string inverter.

The general lesson. A topology's "drawback" is only a drawback relative to an application. The cascaded H-bridge's requirement for isolated sources is fatal in a motor drive and free in battery storage — so the same circuit is a poor choice in one place and the obvious one in another. Reading the requirement before judging the topology is the whole skill.

Why does an MMC's submodule capacitor never need charging from outside, when a flying capacitor converter's must be pre-charged?

Both are charged by the arm current — the difference is that an MMC has enough redundancy to control the process, and a controller that uses it every cycle.

The mechanism. When a submodule is inserted, the arm current flows through its capacitor: positive current charges it, negative current discharges it. When bypassed, its charge is untouched.

The control that makes it self-balancing. At each switching decision the controller knows how many submodules must be inserted (set by the wanted arm voltage) but is free to choose which. So:

  • When the arm current is charging, insert the least-charged submodules.
  • When it is discharging, insert the most-charged ones.

Sort the submodules by voltage each cycle and pick from the appropriate end. The capacitors converge on a common voltage and stay there, with no external supply and no balancing resistors.

Why a flying capacitor converter cannot do quite the same. It has redundant states too, and it does self-balance in normal operation — but only a few, so the balancing authority is limited and slow. More importantly, at start-up all its capacitors are at zero and there is no valid switching state that charges them in a controlled way. It needs a pre-charge circuit — typically resistors and contactors — to bring them up before switching begins.

An MMC needs a start-up procedure too, but a simpler one: bypass every submodule, connect to the AC grid through a charging resistor, and let the arm current charge the capacitors through the submodule diodes. Then insert them progressively. No separate charging supply, and the same hardware does the job.

The underlying principle. The number of redundant states is what determines how much control authority you have over internal energy. An MMC with 200 submodules has an enormous number of ways to produce any given arm voltage, and that redundancy is spent on balancing. It is the same principle as Chapter 19's zero-state choice, scaled up by two orders of magnitude.

Part 4 has covered eight inverter topologies. What single question orders them?

"What is switching loss doing at my operating point?" Every topology in Part 4 is a different answer.

Below about 1 kW: switching loss is negligible. A few watts either way does not matter, so the decision is made on component count and DC link utilisation. Quasi-square operation wins — four devices, no modulator, no filter, and 27% more fundamental from the same battery than PWM could produce.

From 1 kW to about 1 MW: switching loss is manageable. A few kilohertz costs a small percentage of the output, which buys an excellent waveform. Two-level SVM dominates: best DC link utilisation of any linear scheme, fast control, and the smallest possible device count for the performance.

Above about 1 MW: switching loss becomes decisive. At 690 V and 1 kA a switching event costs about 0.5 J, so 5 kHz means kilowatts per device. Two responses, both used:

  • Multilevel, so each device switches a fraction of the voltage and switches less often, while the output still steps rapidly.
  • Current source with thyristors, switching twice per cycle at ratings no other device reaches.

Above about 100 MW: neither is enough alone. The MMC combines both ideas — hundreds of levels, each submodule switching a few times per cycle — and reaches 99% efficiency with no filters.

And at high frequency the same question reappears. Soft switching becomes worthwhile exactly when switching loss dominates conduction loss, which for silicon is above a few hundred kilohertz.

Why this is worth remembering rather than the topologies themselves. Device technology moves the boundaries — SiC and GaN have pushed two-level converters to higher powers and frequencies than silicon allowed — but it does not change the ordering. Estimate the switching loss first, and the topology follows.

Practice

Problems

Three habits for Part 4:

  1. Estimate the switching loss first. It decides more topology questions than any other quantity.
  2. Check the device voltage rating against what exists before assuming a two-level design is possible.
  3. Use duality. Every CSI statement is a VSI statement with voltage and current exchanged.

Problems 1–5 are direct application; 6–9 need judgement; 10–12 are design questions worth discussing in a tutorial.

  1. A five-level inverter runs from a 4 kV link. Find the voltage each device must block, the step size at the output, and the approximate THD under nearest-level modulation.
  2. A cascaded H-bridge uses 6 cells per phase. Find the number of levels, the total device count per phase, and the number of isolated DC sources required.
  3. A seven-level NPC is proposed. Compute the number of clamping diodes per phase and comment on whether the topology is practical.
  4. A 3 MW LCI runs at 2.5 kV, 1.2 kA. Size the link reactor for 4% current ripple with a six-pulse rectifier on a 50 Hz supply, and find the energy it stores.
  5. A MOSFET with \( C_{oss} = 150 \) pF switches 350 V at 300 kHz. Find the output-capacitance loss per device, and state what ZVS would save across a four-device bridge.
  6. Explain why a CSI's devices need series diodes while a VSI's need antiparallel diodes, working from what each device must block and carry.
  7. A nine-level cascaded H-bridge switches each cell at 400 Hz with a 50 Hz output. Find the effective output ripple frequency, and compare the switching loss with a two-level inverter of equal waveform quality.
  8. A 6.6 kV drive is to be built from 3.3 kV IGBTs operated at 55% of rating. Find the minimum number of levels, and recommend a topology with reasons.
  9. Compare a hard-switched and an LLC resonant converter for a 500 W supply at (a) 65 kHz and (b) 500 kHz. State which wins in each case and why.
  10. Design the power stage for a 4 MW, 6.6 kV pump drive: choose between three-level NPC, seven-level cascaded H-bridge and an LCI, and justify your choice on device ratings, switching loss, input harmonics, regeneration capability and cost.
  11. An MMC arm has 200 submodules. Explain how the capacitor voltages are balanced without any external supply, why the balancing improves as the submodule count rises, and what limits the count in practice.
  12. Starting from the switching-loss argument, explain why silicon carbide devices have extended two-level converters into power and frequency ranges previously reserved for multilevel and resonant topologies — and identify one application where they have not displaced multilevel, with reasons.