§ 1.1Introduction to Semiconductors
A semiconductor is a crystalline solid whose electrical conductivity lies between that of a conductor (σ ≈ 106–108 S/m) and an insulator (σ ≈ 10−10–10−20 S/m), typically 10−6 to 104 S/m. Its defining features are a moderate band gap (≈ 0.1–3.5 eV), conductivity that increases with temperature (negative temperature coefficient of resistance), and conduction by two carrier types: electrons and holes.
Intrinsic semiconductors
A chemically pure semiconductor (Si, Ge, GaAs) is intrinsic. At T = 0 K the valence band is full and the conduction band empty — it behaves as an insulator. At T > 0 K thermal energy breaks covalent bonds, generating electron–hole pairs, so that
The intrinsic carrier concentration follows
where \(N_C\) and \(N_V\) are the effective densities of states of the conduction and valence bands. At 300 K: \(n_i \approx 1.5\times10^{10}\,\text{cm}^{-3}\) for Si, \(2.5\times10^{13}\,\text{cm}^{-3}\) for Ge, and \(\approx 2\times10^{6}\,\text{cm}^{-3}\) for GaAs (wider gap → fewer intrinsic carriers).
Extrinsic semiconductors and doping
- n-type: pentavalent donors (P, As, Sb) contribute electrons; donor level \(E_D\) lies ≈ 0.01–0.05 eV below \(E_C\). Majority carriers: electrons; minority: holes. \(n \approx N_D\).
- p-type: trivalent acceptors (B, Al, Ga, In) create holes; acceptor level \(E_A\) lies just above \(E_V\). Majority carriers: holes. \(p \approx N_A\).
For an n-type sample with \(N_D \gg n_i\): \(n \approx N_D\), \(p = n_i^2/N_D\). For compensated material, \(n \approx N_D - N_A\) (if \(N_D > N_A\)).
Conductivity and mobility
Mobility \(\mu = v_d/E\) (cm²/V·s) is limited by lattice (phonon) scattering (\(\mu_L \propto T^{-3/2}\), dominant at high T) and ionized impurity scattering (\(\mu_I \propto T^{3/2}/N_I\), dominant at low T), combined by Matthiessen's rule \(1/\mu = 1/\mu_L + 1/\mu_I\). Typical 300 K values: Si — \(\mu_n = 1350\), \(\mu_p = 480\); Ge — \(\mu_n = 3900\), \(\mu_p = 1900\); GaAs — \(\mu_n = 8500\), \(\mu_p = 400\) cm²/V·s.
Drift and diffusion currents
The sign difference (− for hole diffusion) is a recurring trap in objective questions: both carriers diffuse from high to low concentration, but their charges differ.
Hall effect
A current \(I_x\) in a magnetic field \(B_z\) develops a transverse Hall voltage \(V_H\). It identifies the carrier type (sign of \(V_H\)) and the carrier concentration:
§ 1.2Energy Bands in Solids
When N isolated atoms condense into a crystal, each discrete atomic level splits into N closely spaced levels forming quasi-continuous bands separated by forbidden gaps. Two complementary viewpoints explain this:
- Tight-binding picture: overlap of atomic orbitals broadens levels into bands; greater overlap (smaller lattice spacing) → wider bands.
- Nearly-free-electron / Kronig–Penney model: electrons in a periodic potential have Bloch-wave solutions \(\psi_k(x) = u_k(x)e^{ikx}\); Bragg reflection at the Brillouin-zone boundaries \(k = \pm n\pi/a\) opens energy gaps.
Direct vs indirect band gap
| Property | Direct gap (GaAs, InP, GaN, ZnO) | Indirect gap (Si, Ge, SiC, GaP) |
|---|---|---|
| CB minimum & VB maximum | Same k (Γ point) | Different k |
| Band-to-band transition | Photon only (momentum conserved) | Needs phonon assistance |
| Radiative efficiency | High → LEDs, lasers | Poor light emitters |
| Minority-carrier lifetime | Short (ns) | Long (µs–ms) |
Band gap shrinks with temperature (Varshni relation \(E_g(T) = E_g(0) - \alpha T^2/(T+\beta)\)); for Si, \(E_g\) falls from 1.17 eV (0 K) to 1.12 eV (300 K). The optical absorption edge gives \(\lambda_c\,(\mu m) = 1.24/E_g\,(\text{eV})\).
§ 1.3Concept of Effective Mass
Inside a crystal an electron responds to an external force as if its mass were modified by the periodic lattice potential. The effective mass packages all internal lattice forces into a single parameter so that Newtonian equations still apply:
- \(m^*\) is inversely proportional to band curvature: sharply curved bands → light carriers (fast devices); flat bands → heavy carriers.
- Near the conduction-band minimum \(d^2E/dk^2 > 0\): electrons have positive \(m^*\).
- Near the valence-band maximum \(d^2E/dk^2 < 0\): electrons have negative \(m^*\); these states are described instead as holes with positive mass \(m_h^* = -m_e^*\) and charge +q.
Group velocity of a Bloch electron: \(v_g = \frac{1}{\hbar}\frac{dE}{dk}\); acceleration under force F: \(a = F/m^*\).
| Material | mₙ* | mₚ* | Consequence |
|---|---|---|---|
| Si | 1.08 (DOS) | 0.56 | moderate mobility |
| Ge | 0.55 | 0.37 | higher µ than Si |
| GaAs | 0.067 | 0.48 | very high µₙ → HEMT, MESFET |
§ 1.4Density of States
The density of states g(E) counts the number of available quantum states per unit volume per unit energy. Solving the particle-in-a-box problem in k-space, allowed states fill a sphere of radius k with spacing \(2\pi/L\) per dimension, two spins per state:
Derivation — 3D density of states
Number of states with wavevector ≤ k (volume V = L³):
$$ N(k) = 2 \times \frac{\tfrac{4}{3}\pi k^{3}}{(2\pi/L)^{3}} = \frac{V k^{3}}{3\pi^{2}} $$Using the parabolic relation \(E = \hbar^2k^2/2m^*\) → \(k = \sqrt{2m^*E}/\hbar\), substitute and differentiate w.r.t. E per unit volume:
$$ g_{3D}(E) = \frac{1}{2\pi^{2}}\left(\frac{2m^{*}}{\hbar^{2}}\right)^{3/2}\sqrt{E - E_C} $$This E-dependence is the single most examined fact: bulk → √E; quantum well → staircase (constant per subband); quantum wire → inverse-square-root spikes (van Hove singularities); quantum dot → discrete delta functions (atom-like levels).
Effective density of states
Integrating g(E)f(E) over the conduction band with Boltzmann statistics defines:
For Si at 300 K: \(N_C \approx 2.8\times10^{19}\), \(N_V \approx 1.04\times10^{19}\ \text{cm}^{-3}\).
§ 1.5Fermi Level and Carrier Statistics
Electrons obey Fermi–Dirac statistics. The probability that a state at energy E is occupied:
- At \(E = E_F\): \(f = \tfrac12\) at any temperature — the standard definition of the Fermi level.
- At T = 0 K: step function — all states below \(E_F\) filled, above empty.
- For \(E - E_F \gg 3kT\): \(f(E) \approx e^{-(E-E_F)/kT}\) (Maxwell–Boltzmann approximation, valid for non-degenerate semiconductors).
- Symmetry: \(f(E_F + \Delta) = 1 - f(E_F - \Delta)\).
Equilibrium carrier concentrations
Position of the Fermi level
\(E_{Fi}\) sits essentially at mid-gap, displaced slightly toward the band with the lighter effective mass.
- n-type: \(E_F\) moves toward \(E_C\); heavier doping → closer to (or into) the conduction band (degenerate, n⁺).
- p-type: \(E_F\) moves toward \(E_V\).
- Temperature ↑: extrinsic material trends toward intrinsic behaviour; \(E_F \to E_{Fi}\).
- In equilibrium the Fermi level is flat (constant) throughout any connected system — the key to drawing band diagrams of junctions.
- Under bias/illumination, separate quasi-Fermi levels \(E_{Fn}, E_{Fp}\) describe each population; their split equals the applied junction voltage: \(E_{Fn} - E_{Fp} = qV\), and \(pn = n_i^2 e^{qV/kT}\).
§ 1.6PN Junction
A PN junction is formed within a single crystal where doping changes from acceptor to donor type. On contact, the large carrier-concentration gradients drive diffusion: holes p→n, electrons n→p. The uncovered ionized dopants (NA⁻ on the p-side, ND⁺ on the n-side) form the space-charge / depletion region, whose built-in field opposes further diffusion. Equilibrium = drift current exactly balancing diffusion current; the Fermi level becomes flat.
Typical: ≈ 0.6–0.8 V for Si, ≈ 0.3 V for Ge, ≈ 1.2 V for GaAs. Note \(V_{bi}\) cannot be measured directly with a voltmeter (contact potentials cancel it).
Derivation — depletion width (abrupt junction, depletion approximation)
Solve Poisson's equation \( \dfrac{d^2V}{dx^2} = -\dfrac{\rho}{\varepsilon_s} \) with \(\rho = +qN_D\) (0<x<x_n) and \(\rho = -qN_A\) (−x_p<x<0). The field is triangular, peaking at the metallurgical junction:
$$ E_{max} = \frac{qN_D x_n}{\varepsilon_s} = \frac{qN_A x_p}{\varepsilon_s} $$Charge neutrality gives \(N_A x_p = N_D x_n\) — the depletion region extends deeper into the lightly doped side. Integrating the field over the region:
$$ W = x_n + x_p = \sqrt{\frac{2\varepsilon_s}{q}\left(\frac{1}{N_A}+\frac{1}{N_D}\right)(V_{bi} - V)} $$with V > 0 for forward bias (W shrinks) and V < 0 for reverse (W grows as \(\sqrt{V_{bi}+|V_R|}\)).
\(C_j \propto V_R^{-1/2}\) for an abrupt junction — the operating principle of the varactor diode (voltage-tuned capacitance; used in VCOs and AFC). A plot of \(1/C_j^2\) vs \(V_R\) is a straight line whose intercept gives \(V_{bi}\) and slope gives doping.
Diffusion (storage) capacitance
Under forward bias, injected minority-carrier charge \(Q = I\tau\) must change with voltage:
\(C_D\) dominates in forward bias and sets switching speed (reverse-recovery time); \(C_j\) dominates in reverse bias.
§ 1.7Diode Equation and Equivalent Circuit
Forward bias lowers the junction barrier to \(q(V_{bi}-V)\), exponentially increasing minority-carrier injection (law of the junction: \(p_n(0) = p_{n0}e^{V/V_T}\)). Solving the diffusion equation for the injected profiles and summing electron and hole components yields the Shockley ideal diode equation:
- Ideality factor η: 1 for ideal diffusion current (Ge), ≈ 2 when recombination in the depletion region dominates (Si at low current).
- Temperature dependence: \(I_0\) approximately doubles every 10 °C (∝ \(n_i^2\)); forward voltage at constant current falls ≈ −2 to −2.5 mV/°C for Si.
- Cut-in voltage: ~0.3 V (Ge), ~0.7 V (Si), ~1.2 V (GaAs).
- Reverse current in real Si diodes is dominated by depletion-region generation current ∝ \(n_i W\), which grows with reverse bias — so it does not perfectly saturate.
Small-signal (AC) equivalent circuit
The complete small-signal model: \(r_d\) in parallel with (\(C_j + C_D\)), in series with bulk/contact resistance \(r_s\). Large-signal piecewise model: ideal diode + cut-in source \(V_\gamma\) + slope resistance \(R_f\); reverse: open circuit (or \(R_r\) very large).
§ 1.8Breakdown in Diodes & the Zener Diode
Beyond a critical reverse voltage \(V_{BR}\) the reverse current rises abruptly. Breakdown is not destructive if power dissipation is externally limited. Two mechanisms:
| Feature | Avalanche breakdown | Zener breakdown |
|---|---|---|
| Mechanism | Impact ionization → carrier multiplication \(M = 1/[1-(V/V_{BR})^n]\) | Quantum-mechanical band-to-band tunneling |
| Doping / depletion width | Light doping, wide W | Very heavy doping, W < ~10 nm |
| Typical voltage | > ≈ 6 V | < ≈ 5 V (4–6 V: mixed) |
| Field required | ~3×10⁵ V/cm (Si) | ~10⁶ V/cm |
| Temperature coefficient | Positive (phonon scattering impedes ionization) | Negative (gap shrinks, tunneling easier) |
| I–V knee | Sharp | Soft |
Around \(V_Z \approx 5\text{–}6\) V the two coefficients cancel — the basis of temperature-compensated reference diodes. (A third, destructive mechanism — thermal runaway — occurs in rectifiers without current limiting.)
Zener diode as voltage regulator
Operated in reverse breakdown, the Zener holds \(V_Z\) nearly constant. For the standard shunt regulator (source \(V_S\), series \(R_S\), load \(R_L\)):
- Line regulation: ΔV_out/ΔV_in ≈ \(r_z/(R_S + r_z)\), where \(r_z\) is the small Zener dynamic resistance (a few Ω).
- Load regulation: output change as \(I_L\) varies; worst case when \(I_L\) max and \(V_S\) min — check \(I_Z \ge I_{Z(min)}\).
§ 1.9Tunnel (Esaki) Diode
A tunnel diode is a PN junction with degenerate doping on both sides (≈10¹⁹–10²⁰ cm⁻³): \(E_F\) lies inside the conduction band (n-side) and inside the valence band (p-side). The depletion region is so thin (~5–10 nm) that electrons tunnel directly through the gap.
I–V characteristic
- Small forward bias: filled CB states (n) align with empty VB states (p) → tunneling current rises to a peak (\(I_P\) at \(V_P \approx\) 50–65 mV for Ge).
- Increasing bias: bands de-align; tunneling falls → current drops to a valley (\(I_V\) at \(V_V \approx\) 350 mV). This region exhibits negative differential resistance (NDR): \(dI/dV < 0\).
- Larger bias: ordinary thermionic diffusion current takes over and rises exponentially.
- Tunneling is a majority-carrier, quantum process — essentially instantaneous → operation to tens of GHz (microwave oscillators, amplifiers, fast switches/flip-flops).
- No minority-carrier storage → negligible reverse recovery.
- In reverse bias the tunnel diode conducts heavily (no breakdown knee); a related device biased for this property is the backward diode (used as a zero-bias detector).
- Drawbacks: low voltage swing, low power, two-terminal device (no isolation between input and output).
§ 1.10Metal–Semiconductor Junctions: Schottky & Ohmic Contacts
Let \(\phi_m\) = metal work function, \(\phi_s\) = semiconductor work function, \(\chi_s\) = electron affinity. For an n-type semiconductor:
- \(\phi_m > \phi_s\): electrons spill into the metal, leaving a depletion layer → Schottky (rectifying) contact.
- \(\phi_m < \phi_s\): electrons accumulate at the interface → ohmic contact. (Conditions reverse for p-type.)
(In practice interface states "pin" \(\phi_B\) nearly independent of the metal — Fermi-level pinning.)
Schottky diode current — thermionic emission
where \(A^{*}\) is the effective Richardson constant (~110 A·cm⁻²K⁻² for n-Si).
| Property | Schottky | PN junction |
|---|---|---|
| Carriers | Majority only (electrons) | Minority injection |
| Storage / reverse recovery | Negligible → ultrafast (ps–ns) | Significant (\(t_{rr}\)) |
| Cut-in voltage | 0.2–0.3 V | 0.7 V (Si) |
| Reverse leakage | Higher | Lower |
| Applications | SMPS rectifiers, RF detectors/mixers, clamp in Schottky-TTL, solar bypass | General rectification |
Making practical ohmic contacts
Since suitable work-function metals rarely exist, real ohmic contacts use heavy n⁺/p⁺ doping under the metal: the barrier becomes so thin that carriers tunnel through (field emission), giving a linear, symmetric, low-resistance I–V. Specific contact resistance \(\rho_c\,(\Omega\cdot\text{cm}^2)\) is the figure of merit. Examples: Al on p-Si; Au–Ge/Ni on n-GaAs; Ti/Al stacks on n-GaN.
§ 1.11JFET — Characteristics and Equivalent Circuit
The junction field-effect transistor is a voltage-controlled, unipolar device: current of one carrier type flows through a doped channel (source → drain) whose cross-section is squeezed by the depletion regions of reverse-biased gate PN junctions. The n-channel JFET takes \(V_{GS} \le 0\).
Operation
- Ohmic (triode) region (\(V_{DS}\) small): channel acts as a voltage-controlled resistor.
- Pinch-off: as \(V_{DS}\) rises, the depletion region widens near the drain; at \(V_{DS} = V_{GS} - V_P\) the channel pinches off and current saturates (does not become zero — carriers are swept across the pinched region).
- Pinch-off voltage \(V_P\) (= \(V_{GS(off)}\), negative for n-channel): the gate voltage that fully depletes the channel at \(V_{DS}\to 0\). For a channel of half-width a, doping \(N_D\): \( |V_P| = \dfrac{qN_D a^2}{2\varepsilon_s} - V_{bi}\) (internal pinch-off \(V_{P0}=qN_Da^2/2\varepsilon_s\)).
Small-signal equivalent circuit
Between gate and source: open circuit (reverse-biased junction, input resistance ~10⁸–10¹⁰ Ω, plus \(C_{gs}\)). Between drain and source: current source \(g_m v_{gs}\) in parallel with output resistance \(r_d = (\partial I_D/\partial V_{DS})^{-1}\) (25 kΩ–1 MΩ); feedback capacitance \(C_{gd}\) bridges input and output (Miller effect at high frequency).
| JFET | BJT | |
|---|---|---|
| Control | Voltage (field) | Current (base) |
| Carriers | Unipolar (majority) | Bipolar |
| Input impedance | Very high | Low–moderate |
| Noise | Low | Higher |
| Thermal runaway | No (negative temp. coefficient of I_D) | Possible |
| g_m | Lower | Higher (= I_C/V_T) |
§ 1.12MOSFET — Characteristics and Equivalent Circuit
The metal–oxide–semiconductor FET controls channel charge capacitively through a gate insulator (SiO₂ / high-k). It is the workhorse of VLSI (fabrication and scaling details appear again in Unit-II).
MOS capacitor regimes (p-substrate, NMOS)
- Accumulation (\(V_G < 0\)): holes pile up at the surface.
- Depletion (small \(V_G > 0\)): holes repelled; fixed acceptor space charge.
- Inversion (\(V_G > V_T\)): surface electron layer forms; strong inversion when surface potential \(\psi_s = 2\phi_F\), \(\phi_F = (kT/q)\ln(N_A/n_i)\).
\(V_{FB} = \phi_{ms} - Q_{ox}/C_{ox}\) is the flat-band voltage. \(V_T\) is raised by source–body reverse bias (body effect): \( V_T = V_{T0} + \gamma(\sqrt{2\phi_F + V_{SB}} - \sqrt{2\phi_F}) \).
I–V characteristics (NMOS, enhancement)
λ models channel-length modulation (Early-effect analogue, output resistance \(r_o = 1/\lambda I_D\)). For very small \(V_{DS}\), the device is a gate-controlled resistor \(R_{on} = [\mu_n C_{ox}(W/L)(V_{GS}-V_T)]^{-1}\).
Device types & symbols
- Enhancement (normally OFF): channel induced only for \(|V_{GS}| > |V_T|\); NMOS \(V_T>0\), PMOS \(V_T<0\).
- Depletion (normally ON): built-in channel; conducts at \(V_{GS}=0\), turned off by opposite-polarity gate voltage; characteristics resemble the JFET but allow both enhancement and depletion operation.
Small-signal model & figures of merit
Gate: purely capacitive input (\(C_{gs} \approx \tfrac{2}{3}WLC_{ox}\) in saturation, plus overlap \(C_{gd}\)). Output: \(g_m v_{gs}\) ∥ \(r_o\). Unity-current-gain frequency:
— the fundamental reason channel-length scaling boosts speed (full scaling rules: Unit-II).
§ 1.13Low-Dimensional Devices: Quantum Wells, Wires, Dots
When a semiconductor layer's physical size approaches the de Broglie wavelength of carriers (~10 nm) or the exciton Bohr radius, motion in that direction is quantized into discrete subbands — quantum confinement.
Smaller L → larger level spacing → blue-shift of emission. Effective gap of a confined structure: \(E_g^{eff} = E_g^{bulk} + E_{1,e} + E_{1,h}\).
| Structure | Confined / free directions | g(E) shape | Devices |
|---|---|---|---|
| Bulk (3D) | 0 / 3 | \( \propto \sqrt{E} \) | conventional |
| Quantum well (2D) | 1 / 2 | staircase, \( m^*/\pi\hbar^2 \) per subband | QW lasers, HEMT 2DEG, QWIP detectors |
| Quantum wire (1D) | 2 / 1 | \( \propto 1/\sqrt{E} \) spikes | nanowire FETs, ballistic conductors |
| Quantum dot (0D) | 3 / 0 | δ-functions ("artificial atom") | QD lasers, QLED displays, single-photon sources, qubits |
- Quantum well: thin low-gap layer (GaAs) between wide-gap barriers (AlGaAs) — a type-I heterostructure. QW lasers achieve lower threshold current and temperature-stable, tunable wavelength versus double-heterostructure lasers.
- Resonant tunneling diode (RTD): double-barrier QW; current peaks when the emitter Fermi level aligns with a well subband → NDR at THz speeds.
- Quantum wire: conductance quantized in units of \(G_0 = 2e^{2}/h \approx 77.5\ \mu S\) (Landauer formula) in the ballistic limit.
- Quantum dot: size-tunable colour (CdSe: red→blue as diameter shrinks ~6→2 nm); single-electron charging energy \(e^2/2C\) → Coulomb blockade, single-electron transistor.
§ 1.14High Electron Mobility Transistor (HEMT)
The HEMT (also MODFET — modulation-doped FET) exploits a heterojunction, classically AlGaAs/GaAs, or AlGaN/GaN for power. The wide-gap barrier is doped (modulation doping) while the narrow-gap channel is left undoped; the conduction-band discontinuity \(\Delta E_C\) forms a roughly triangular quantum well at the interface that traps a two-dimensional electron gas (2DEG).
- Structure (top→bottom): metal gate (Schottky) / n-AlGaAs barrier / undoped AlGaAs spacer / undoped GaAs channel with 2DEG / semi-insulating GaAs substrate.
- Gate modulates the 2DEG sheet density \(n_s\); drain current and \(g_m\) expressions parallel the MOSFET with \(C_{ox}\) replaced by the barrier capacitance \( \varepsilon_b/d \).
- pHEMT (pseudomorphic, strained InGaAs channel) and mHEMT (metamorphic) extend performance; GaN HEMTs use polarization-induced 2DEG (no doping needed) with sheet densities ~10¹³ cm⁻² and very high breakdown fields → RF power amplifiers, 5G base stations, fast EV chargers, pulsed-power switches.
- Figures of merit: very high \(f_T\)/\(f_{max}\) (hundreds of GHz–THz for InP HEMTs), lowest noise figure of any transistor family → LNAs for satellite receivers (DBS), radio astronomy, radar.
§ 1.15Solar Cells — I–V Characteristics, Fill Factor, Efficiency
A solar cell is a large-area PN junction operated in the fourth quadrant (V > 0, I < 0 by diode convention → power delivered). Photons with \(h\nu \ge E_g\) generate EHPs; the built-in field separates them (photovoltaic effect), driving photocurrent \(I_L\) opposite to the diode forward current.
Key parameters
- Short-circuit current \(I_{SC} = I_L\) (V = 0) — proportional to illumination intensity and cell area.
- Open-circuit voltage (I = 0):
Open-circuit voltage $$ V_{OC} = \frac{\eta kT}{q}\ln\!\left(\frac{I_L}{I_0} + 1\right) $$\(V_{OC}\) rises logarithmically with intensity and increases with \(E_g\) (smaller \(I_0\)); it decreases with temperature (~−2.2 mV/°C for Si) — overall efficiency drops on hot panels.
- Maximum power point (MPP): the (\(V_m, I_m\)) maximizing P = VI; tracked electronically (MPPT) in real systems.
Loss mechanisms and design
- Spectral losses: photons with \(h\nu < E_g\) are not absorbed; excess energy \(h\nu - E_g\) is lost as heat (thermalization). The trade-off yields an optimum gap ≈ 1.1–1.5 eV; single-junction detailed-balance (Shockley–Queisser) limit ≈ 33% (~1.34 eV). Tandem/multijunction cells exceed it (>47% under concentration).
- Parasitic resistances: series \(R_s\) (fingers, bulk — flattens the knee, lowers FF) and shunt \(R_{sh}\) (edge leakage — sags the flat part). Ideal: \(R_s \to 0\), \(R_{sh}\to\infty\).
- Optical design: anti-reflection coating (SiN, ~λ/4), surface texturing, back-surface field (p⁺) to repel minority carriers from the rear contact.
- Technologies: mono/poly-crystalline Si (~20–26%), thin film (CdTe, CIGS), perovskites (lab >26%), a-Si.
§ 1.16LED, LCD and Flexible Display Devices
Light-Emitting Diode (LED)
A forward-biased direct-gap PN junction emitting by injection electroluminescence — radiative recombination of injected minority carriers.
- Materials: GaAs (~870 nm IR), GaAsP (red–yellow), GaP:N (green), InGaN/GaN (blue, ~465 nm — 2014 Nobel; enables white LEDs via yellow YAG:Ce phosphor), AlGaInP (red–amber).
- Si/Ge cannot serve as LEDs — indirect gap, phonon-assisted (non-radiative-dominated) recombination.
- Efficiencies: internal quantum efficiency \(\eta_{int} = \tau_{nr}/(\tau_r+\tau_{nr})\)-type ratio of radiative recombination; extraction efficiency limited by total internal reflection (critical angle \(\theta_c = \sin^{-1}(1/n)\), n ≈ 3.5 → dome encapsulation); luminous efficacy (lm/W).
- LED drive: always with series current-limiting resistor \(R = (V_S - V_F)/I_F\); forward drop 1.8–3.3 V depending on colour (higher \(E_g\) → higher \(V_F\)).
- OLED: organic emissive layers between electrodes — self-emissive, high contrast, flexible-capable; lifetime/burn-in is the drawback.
Liquid Crystal Display (LCD)
- Passive light modulator (does not emit; needs backlight or ambient light) exploiting the electro-optic response of nematic liquid crystals.
- Twisted-nematic (TN) cell: 90°-twisted LC between crossed polarizers. OFF: the twist guides polarization → light passes (normally white). ON (field applied): molecules align with the field, twist destroyed → light blocked.
- Driven by AC voltage (DC causes electrochemical degradation); extremely low power (µW/cm²) → watches, calculators, meters.
- Active-matrix (AM) LCD / TFT-LCD: one thin-film transistor (a-Si, LTPS or IGZO — a ZnO-based oxide semiconductor) per pixel eliminates cross-talk and enables large high-resolution panels. IPS/VA modes improve viewing angle over TN.
- Comparison with LED/OLED displays: LCD = modulator (needs backlight, limited contrast); OLED = emissive (true black, wider angle, flexible).
Flexible display devices
- Built on plastic substrates (PET, PEN, polyimide) or ultrathin glass instead of rigid glass; require low-temperature processing.
- Key enabling technologies: flexible OLED/AMOLED (foldable phones), electrophoretic E-paper (bistable, reflective, near-zero static power — e-readers), TFT backplanes of IGZO/LTPS or organic transistors, transparent conductors replacing brittle ITO (graphene, CNT films, Ag nanowires, PEDOT:PSS), thin-film encapsulation against O₂/H₂O.
- Mechanical metric: bending radius; classes — bendable → rollable → foldable → stretchable.
§ 1.17Emerging Materials: Graphene, CNT, ZnO, SiC
Graphene
- Single sp²-bonded atomic layer of carbon (honeycomb lattice); isolated 2004 (Geim & Novoselov, Nobel 2010).
- Zero band gap semimetal with linear E–k dispersion near the Dirac points: \(E = \hbar v_F |k|\), \(v_F \approx 10^6\) m/s — carriers behave as massless Dirac fermions.
- Record properties: mobility up to ~2×10⁵ cm²/V·s (suspended), thermal conductivity ~5000 W/m·K, Young's modulus ~1 TPa, ~97.7% optical transparency (absorbs πα ≈ 2.3% per layer).
- Device hurdle: no gap → poor ON/OFF ratio in logic FETs. Gap engineering: nanoribbons, bilayer graphene under vertical field, strain. Strengths: RF transistors, transparent electrodes, sensors (every atom is surface), spintronics; exhibits anomalous/half-integer quantum Hall effect.
Carbon Nanotubes (CNT)
- Rolled graphene cylinders (Iijima, 1991); single-walled (SWCNT, 0.4–3 nm) and multi-walled (MWCNT).
- Chirality vector (n, m) decides character: metallic if (n − m) mod 3 = 0 (armchair n = m always metallic); otherwise semiconducting with \(E_g \approx 0.8/d\,(\text{nm})\) eV.
- Quasi-1D ballistic conductors (mean free path ~µm); current density ~10⁹ A/cm² (1000× Cu); ideal subjects of the Landauer picture (§1.13).
- Applications: CNT-FETs (gate-all-around, sub-10 nm channels), interconnects and vias, field-emission tips, gas/bio sensors, composite reinforcement, supercapacitor electrodes. Challenge: chirality-pure sorting and placement.
Zinc Oxide (ZnO)
- II–VI wurtzite semiconductor; direct wide gap 3.37 eV; huge exciton binding energy 60 meV (> kT at 300 K) → robust room-temperature UV emission (~380 nm).
- Naturally n-type (O vacancies / Zn interstitials, H); reliable p-type doping remains the central difficulty, limiting homojunction LEDs.
- Piezoelectric (non-centrosymmetric) → SAW devices, piezotronic nanogenerators (nanowire arrays); transparent conducting oxide when doped (AZO = Al:ZnO, an ITO alternative); varistors (grain-boundary nonlinearity) for surge protection; UV photodetectors, gas sensors; IGZO TFT channels for display backplanes (links to §1.16).
Silicon Carbide (SiC)
- IV–IV compound with ~250 polytypes; device-grade 4H-SiC: indirect gap ≈ 3.26 eV.
- Wide-band-gap power-device champion: critical (breakdown) field ~3×10⁶ V/cm (≈10× Si), thermal conductivity ~4.9 W/cm·K (>3× Si), high saturation velocity (2×10⁷ cm/s), operation >300 °C; Baliga figure of merit \( \varepsilon \mu E_c^3 \) far above Si.
- Devices: Schottky barrier diodes (no reverse recovery), power MOSFETs (650 V–3.3 kV+), used in EV traction inverters and on-board chargers, solar inverters, traction drives. The only compound semiconductor with a native thermal oxide (SiO₂) — enables MOS technology; channel mobility and oxide reliability are the engineering challenges.
- GaN vs SiC (frequent comparison): GaN → higher-frequency/lower-voltage RF & fast chargers (lateral HEMT); SiC → higher-voltage/high-power vertical devices.
§ 1.18Unit-1 Formula Sheet
| Topic | Formula | Notes |
|---|---|---|
| Mass-action law | \( np = n_i^2 \) | equilibrium only |
| Intrinsic concentration | \( n_i = \sqrt{N_C N_V}\,e^{-E_g/2kT} \) | ∝ T^{3/2}e^{−E_g/2kT} |
| Conductivity | \( \sigma = q(n\mu_n + p\mu_p) \) | — |
| Einstein relation | \( D/\mu = kT/q = V_T \) | ≈ 26 mV @ 300 K |
| Hall coefficient | \( R_H = \pm 1/qn \) | sign → carrier type |
| Effective mass | \( m^* = \hbar^2 / (d^2E/dk^2) \) | inverse curvature |
| 3D DOS | \( g(E) = \tfrac{1}{2\pi^2}(2m^*/\hbar^2)^{3/2}\sqrt{E} \) | 2D: step; 1D: E^{−1/2}; 0D: δ |
| Fermi function | \( f(E) = [1+e^{(E-E_F)/kT}]^{-1} \) | f(E_F) = ½ |
| Carrier concentrations | \( n = N_C e^{-(E_C-E_F)/kT} \) | Boltzmann regime |
| Fermi-level shift | \( E_F - E_{Fi} = kT\ln(n/n_i) \) | n- vs p-type sign |
| Built-in potential | \( V_{bi} = V_T \ln(N_AN_D/n_i^2) \) | — |
| Depletion width | \( W = \sqrt{\tfrac{2\varepsilon_s}{q}\big(\tfrac1{N_A}+\tfrac1{N_D}\big)(V_{bi}-V)} \) | ∝ √(V_bi+V_R) |
| Junction capacitance | \( C_j = \varepsilon_s A/W \propto (V_{bi}-V)^{-1/2} \) | varactor |
| Diode equation | \( I = I_0(e^{V/\eta V_T}-1) \) | η = 1–2 |
| Dynamic resistance | \( r_d = \eta V_T/I \approx 26/I_{mA}\ \Omega \) | — |
| Diffusion length | \( L = \sqrt{D\tau} \) | — |
| Schottky current | \( I = A^*AT^2e^{-q\phi_B/kT}(e^{qV/kT}-1) \) | thermionic emission |
| JFET transfer | \( I_D = I_{DSS}(1 - V_{GS}/V_P)^2 \) | g_m = 2√(I_DSS·I_D)/|V_P| |
| MOSFET (sat.) | \( I_D = \tfrac12 \mu C_{ox}\tfrac{W}{L}(V_{GS}-V_T)^2 \) | triode: see §1.12 |
| Threshold voltage | \( V_T = V_{FB} + 2\phi_F + \sqrt{2\varepsilon_s qN_A 2\phi_F}/C_{ox} \) | body effect adds γ-term |
| QW energy levels | \( E_n = n^2h^2/8m^*L^2 \) | blue-shift as L ↓ |
| Conductance quantum | \( G_0 = 2e^2/h \approx 77.5\ \mu\text{S} \) | ballistic 1D |
| Solar cell I–V | \( I = I_L - I_0(e^{qV/\eta kT}-1) \) | 4th quadrant |
| Open-circuit voltage | \( V_{OC} = \tfrac{\eta kT}{q}\ln(I_L/I_0 + 1) \) | log of intensity |
| Fill factor / efficiency | \( FF = \tfrac{V_mI_m}{V_{OC}I_{SC}},\ \ \eta = \tfrac{FF\,V_{OC}I_{SC}}{P_{in}} \) | AM1.5G: 100 mW/cm² |
| Photon wavelength | \( \lambda(\mu m) = 1.24/E(\text{eV}) \) | LED / absorption edge |
| Graphene dispersion | \( E = \hbar v_F|k| \) | v_F ≈ 10⁶ m/s |
| CNT gap | \( E_g \approx 0.8/d(\text{nm}) \) eV | metallic if (n−m) mod 3 = 0 |
| Quantity | Value |
|---|---|
| kT/q at 300 K | 0.0259 V (use 26 mV) |
| E_g: Ge / Si / GaAs / GaN / ZnO / 4H-SiC | 0.66 / 1.12 / 1.42 / 3.4 / 3.37 / 3.26 eV |
| n_i (300 K): Si / Ge / GaAs | 1.5×10¹⁰ / 2.5×10¹³ / ~2×10⁶ cm⁻³ |
| µ_n (300 K): Si / Ge / GaAs | 1350 / 3900 / 8500 cm²·V⁻¹·s⁻¹ |
| ε_r: Si / SiO₂ / GaAs | 11.7 / 3.9 / 13.1 |
§ 1.19Quick Revision Notes — Unit 1 in 25 Points
Rapid-fire recap (last-day revision)
- Semiconductor resistance falls with temperature (more EHPs); metal resistance rises.
- \(np = n_i^2\) holds at equilibrium regardless of doping; doping moves \(E_F\), not the product.
- Fermi level: f(E_F) = ½ always; flat across any system in equilibrium.
- n-type: E_F near E_C; p-type: near E_V; heating drives E_F → mid-gap (intrinsic).
- \(m^* = \hbar^2/(d^2E/dk^2)\): sharp band curvature = light, fast carriers (GaAs: 0.067 m₀).
- DOS fingerprints: 3D √E · 2D staircase · 1D 1/√E · 0D δ-spikes.
- Hall effect gives carrier type and concentration; mobility needs σ as well.
- Depletion region extends mostly into the lightly doped side; \(N_Ax_p = N_Dx_n\).
- \(W \propto \sqrt{V_{bi}+V_R}\); \(C_j \propto W^{-1}\) → varactor: capacitance tuned by reverse bias.
- Diode: I₀ doubles per 10 °C; V_F drifts −2 mV/°C (Si); r_d = 26 mV / I.
- Zener (<5 V): tunneling, heavy doping, negative TC. Avalanche (>6 V): impact ionization, positive TC. ~5–6 V: both → temperature-stable references.
- Tunnel diode: degenerate doping, NDR between peak and valley, GHz-class majority-carrier device; conducts in reverse.
- Schottky: majority-carrier rectifier — 0.2–0.3 V drop, no reverse-recovery storage → SMPS & RF.
- Practical ohmic contact = metal on n⁺/p⁺ layer (tunneling), not a work-function accident.
- JFET: depletion-mode only; \(I_D = I_{DSS}(1-V_{GS}/V_P)^2\); saturation starts at \(V_{DS} = V_{GS}-V_P\).
- MOSFET square law \( \tfrac12\mu C_{ox}\tfrac{W}{L}(V_{GS}-V_T)^2 \); body bias raises V_T; gate draws ≈ zero DC current.
- \(f_T \propto 1/L^2\) — why scaling makes MOSFETs faster.
- Quantum confinement when size ≲ de Broglie λ / exciton Bohr radius; \(E_n = n^2h^2/8m^*L^2\); smaller dot → bluer emission.
- HEMT: modulation doping separates electrons from donors → 2DEG with very high mobility; the low-noise microwave transistor; GaN HEMT = polarization 2DEG for power/RF.
- Solar cell: 4th-quadrant PN junction; \(I_{SC} \propto\) intensity (linear), \(V_{OC} \propto \ln\)(intensity); efficiency drops with temperature.
- FF = V_mI_m / V_OCI_SC (0.7–0.85); Shockley–Queisser single-junction limit ≈ 33% near E_g ≈ 1.34 eV.
- LED needs a direct gap; λ(µm) = 1.24/E_g(eV); blue InGaN + yellow phosphor = white.
- LCD: passive, AC-driven, TN cell between crossed polarizers; TFT (a-Si/LTPS/IGZO) active matrix for large panels.
- Flexible displays: polyimide substrates, OLED/E-paper frontplanes, ITO replaced by graphene/CNT/Ag-nanowires, thin-film encapsulation.
- Materials one-liners — Graphene: zero-gap Dirac semimetal, 2.3% absorption. CNT: metallic iff (n−m) mod 3 = 0. ZnO: 3.37 eV, 60 meV exciton, p-doping problem. SiC: 4H, ~3.26 eV, 10× Si breakdown field → EV power electronics.