Part 5 · Chapter 21

Polarization of Plane Waves

We have followed the wave's amplitude, its speed, and its power — but never asked which way the electric field actually points as time ticks by. That orientation, and how it changes from instant to instant, is polarization. A field can hold its direction, sweep out a circle, or trace an ellipse, and the difference is the whole basis of polarized sunglasses, 3D cinema, satellite links that ignore a tumbling antenna, and radar that sees through rain. It all comes from one idea: a transverse field is two perpendicular waves, and their phase difference decides everything.

Electromagnetic Field Theory Prof. Mithun Mondal Reading time ≈ 46 min
i What you'll learn
  • How a transverse field splits into two orthogonal components with a phase difference \(\delta\).
  • Linear polarization when the components are in phase (\(\delta=0\)) or anti-phase (\(\delta=\pi\)).
  • Circular polarization when amplitudes are equal and \(\delta=\pm90^\circ\).
  • Elliptical polarization as the general case, and the polarization ellipse.
  • The axial ratio and tilt angle that pin down any ellipse.
  • The sense of rotation (right/left-handed) and where polarization matters in practice.
Section 21-1

Describing Polarization

For a wave travelling along \(z\), Chapter 18 fixed the electric field to the transverse plane. Any such field is the sum of two perpendicular pieces — one along \(\hat{a}_x\), one along \(\hat{a}_y\) — which may differ in amplitude and, crucially, in phase by an angle \(\delta\):

The two-component transverse field
\[ \vec{E}=E_1\cos(\omega t-\beta z)\,\hat{a}_x+E_2\cos(\omega t-\beta z+\delta)\,\hat{a}_y \]

Polarization is the figure traced by the tip of \(\vec{E}\) at a fixed point as time runs forward. Whether that figure is a line, a circle, or an ellipse depends entirely on the amplitude ratio \(E_2/E_1\) and the phase difference \(\delta\) — nothing else. The three possibilities are the whole story:

Linear (δ = 0)
Line
Circular (δ = ±90°)
Circle
Elliptical (general)
Ellipse
Section 21-2

Linear Polarization

When the two components rise and fall together — \(\delta=0\) (in phase) or \(\delta=\pi\) (anti-phase) — their ratio is fixed at every instant. The tip moves back and forth along a single straight line, so the field is linearly polarized:

Linear polarization: fixed direction
\[ \delta=0:\quad \frac{E_y}{E_x}=\frac{E_2}{E_1}=\text{const}, \qquad \text{tilt angle } \tau=\tan^{-1}\!\frac{E_2}{E_1} \]

A single component (\(E_2=0\)) is the simplest case — vertical or horizontal polarization, the kind a dipole antenna radiates and a TV aerial is rotated to match. Two equal in-phase components give a line at \(45^\circ\). Anti-phase (\(\delta=\pi\)) tilts the line the other way. The defining mark of linear polarization is that the field direction never changes — only its magnitude does.

Section 21-3

Circular Polarization

Now make the amplitudes equal (\(E_1=E_2=E_0\)) and put the components a quarter-cycle out of step (\(\delta=\pm90^\circ\)). One component peaks exactly as the other crosses zero, so the tip keeps a constant length while its direction sweeps steadily around — a circle:

Circular polarization: constant magnitude, rotating direction
\[ E_x=E_0\cos(\omega t-\beta z),\quad E_y=\mp E_0\sin(\omega t-\beta z), \quad |\vec{E}|=E_0=\text{const} \]
z |E| constant; direction rotates → helix in space
Circular polarization: the constant-length E vector spirals into a corkscrew along z

Frozen in time, a circularly polarized wave is a perfect corkscrew in space; frozen in space, its field hand-cranks around a circle. The sign of \(\delta\) picks which way it turns — clockwise or counter-clockwise — and that choice is the wave's handedness, taken up in Section 21-6.

Section 21-4

Elliptical Polarization

Linear and circular are the tidy extremes; the generic wave is elliptically polarized. With unequal amplitudes, or a phase difference that is neither \(0\), \(\pi\), nor \(\pm90^\circ\), the tip traces an ellipse. Eliminating time between the two components gives the equation of that ellipse directly:

The polarization ellipse
\[ \left(\frac{E_x}{E_1}\right)^2+\left(\frac{E_y}{E_2}\right)^2-2\left(\frac{E_x}{E_1}\right)\left(\frac{E_y}{E_2}\right)\cos\delta=\sin^2\delta \]

Every polarization is a special case of this one curve. Set \(\delta=0\) and the right side vanishes, collapsing the ellipse to a straight line (linear). Set \(E_1=E_2\) and \(\delta=\pm90^\circ\) and it rounds out to a circle. Everything in between is a genuine ellipse, generally tilted with respect to the axes.

Section 21-5

The Polarization Ellipse

Two numbers fully describe an ellipse's shape and orientation: the axial ratio \(AR\), the ratio of major to minor axis, and the tilt angle \(\tau\), the lean of the major axis from \(\hat{a}_x\):

Axial ratio and tilt angle
\[ AR=\frac{E_{\max}}{E_{\min}}\;\;(1\le AR\le\infty), \qquad \tan 2\tau=\frac{2E_1E_2\cos\delta}{E_1^2-E_2^2} \]
x y major (E_max) minor (E_min) τ
The polarization ellipse: axial ratio AR = E_max / E_min and tilt angle τ

The axial ratio is the single most useful number in practice and is usually quoted in decibels, \(AR_{\text{dB}}=20\log_{10}AR\). It runs from \(AR=1\) (\(0\ \text{dB}\), perfectly circular) to \(AR\to\infty\) (linear). A "circularly polarized" antenna is really one whose axial ratio stays near \(0\ \text{dB}\) over its band. The table gathers the conditions for each state:

PolarizationAmplitudesPhase δAxial ratio
Linearany\(0\) or \(\pi\)\(\infty\)
Circular\(E_1=E_2\)\(\pm90^\circ\)\(1\) (0 dB)
Ellipticalgeneralany other\(1
Section 21-6

Rotation Sense and Uses

For circular and elliptical waves the tip turns one of two ways, giving a right-handed or left-handed wave. The practical rule: point the thumb of the matching hand along the propagation direction; if your fingers curl the way \(\vec{E}\) rotates in time, that is the handedness. The sign of \(\delta\) flips it. (Beware: the IEEE convention used in antennas and the optics convention name the two senses oppositely, so always state which you mean.)

🔑
Why polarization is engineered on purpose
match the polarization, capture the power; cross it, and you reject the signal

A receiver fully captures a co-polarized wave and, ideally, nothing from the orthogonal one. That single fact powers a remarkable range of technology.

Satellite and GPS links use circular polarization so a spinning or mis-aligned antenna still receives, and to sidestep the Faraday rotation the ionosphere inflicts on linear waves. Frequency reuse doubles a link's capacity by sending independent signals on horizontal and vertical polarization at once. Polarized sunglasses block the horizontally polarized glare off roads and water; 3D cinema feeds each eye an oppositely circularly polarized image; and weather radar compares horizontal and vertical returns to tell rain from hail. Same wave equation, one extra degree of freedom, enormous practical payoff.

Section 21-7

Worked Examples

1 Identify the polarization

Problem. \(\vec{E}=3\cos(\omega t-\beta z)\,\hat{a}_x+4\cos(\omega t-\beta z)\,\hat{a}_y\). Classify it.

Solution. The components share a phase (\(\delta=0\)), so it is linear; the line tilts at \(\tau=\tan^{-1}(4/3)\):

Working
\[ \delta=0\Rightarrow\text{linear}, \quad \tau=\tan^{-1}\tfrac43\approx 53.1^\circ, \quad |\vec{E}|_{\max}=\sqrt{3^2+4^2}=5 \]
2 A circular wave

Problem. \(\vec{E}=E_0\cos(\omega t-\beta z)\,\hat{a}_x+E_0\cos(\omega t-\beta z+90^\circ)\,\hat{a}_y\). Classify it.

Solution. Equal amplitudes and \(\delta=+90^\circ\) give circular; \(E_y=-E_0\sin(\omega t-\beta z)\), so \(|\vec{E}|=E_0\):

Working
\[ E_1=E_2,\ \delta=90^\circ \Rightarrow \text{circular},\quad AR=1\ (0\ \text{dB}) \]
3 An elliptical wave

Problem. \(\vec{E}=2\cos(\omega t-\beta z)\,\hat{a}_x+5\cos(\omega t-\beta z-90^\circ)\,\hat{a}_y\). Find the axial ratio.

Solution. With \(\delta=\pm90^\circ\) the axes align with \(x,y\), so the semi-axes are the amplitudes \(5\) and \(2\):

Working
\[ AR=\frac{5}{2}=2.5, \qquad AR_{\text{dB}}=20\log_{10}2.5\approx 7.96\ \text{dB} \]
4 Write a circular wave (phasor)

Problem. Write the phasor of a circularly polarized wave of amplitude \(E_0\) travelling in \(+z\).

Solution. Put the \(\hat{a}_y\) component in quadrature with a factor \(\mp j\):

Working
\[ \vec{E}_s=E_0(\hat{a}_x\mp j\,\hat{a}_y)\,e^{-j\beta z}\quad(\text{the two signs are the two handednesses}) \]
5 Axial ratio in decibels

Problem. An antenna has an axial ratio of \(3\). Express it in dB, and say how close to circular it is.

Solution. Apply \(AR_{\text{dB}}=20\log_{10}AR\):

Working
\[ AR_{\text{dB}}=20\log_{10}3\approx 9.54\ \text{dB}\quad(\text{far from the }0\text{–}3\ \text{dB of a good CP antenna}) \]
6 Tilt of a general ellipse

Problem. For \(E_1=3\), \(E_2=4\), \(\delta=60^\circ\), find the tilt angle of the polarization ellipse.

Solution. Use \(\tan 2\tau=2E_1E_2\cos\delta/(E_1^2-E_2^2)\):

Working
\[ \tan 2\tau=\frac{2(3)(4)\cos60^\circ}{3^2-4^2}=\frac{12}{-7}\approx-1.71 \;\Rightarrow\; \tau\approx-29.9^\circ \]
Review

Chapter Summary

Two components

\(\vec{E}=E_1\cos(\cdot)\hat{a}_x+E_2\cos(\cdot+\delta)\hat{a}_y\); \(\delta\) decides the shape.

Linear

\(\delta=0\) or \(\pi\); fixed direction, \(\tau=\tan^{-1}(E_2/E_1)\); \(AR=\infty\).

Circular

\(E_1=E_2\), \(\delta=\pm90^\circ\); \(|\vec{E}|\) constant; \(AR=1\).

Elliptical

General case; tip traces the polarization ellipse; \(1

Ellipse parameters

\(AR=E_{\max}/E_{\min}\); \(\tan2\tau=2E_1E_2\cos\delta/(E_1^2-E_2^2)\).

Handedness & use

Sign of \(\delta\) sets right/left sense; match to capture, cross to reject.

Practice

Problems

For each item, read off the amplitude ratio and the phase \(\delta\) first — they decide the state — then compute the tilt or axial ratio as asked. Difficulty rises down the list.

  1. Classify \(\vec{E}=5\cos(\omega t-\beta z)\,\hat{a}_x\). What is its tilt angle?
  2. Classify \(\vec{E}=2\cos(\omega t-\beta z)\,\hat{a}_x-2\cos(\omega t-\beta z)\,\hat{a}_y\) and give its tilt.
  3. Is \(\vec{E}=E_0\cos(\omega t-\beta z)\,\hat{a}_x+E_0\sin(\omega t-\beta z)\,\hat{a}_y\) circular? Find \(\delta\) and \(AR\).
  4. Find the axial ratio of \(\vec{E}=4\cos(\omega t-\beta z)\,\hat{a}_x+1\cos(\omega t-\beta z-90^\circ)\,\hat{a}_y\).
  5. Convert axial ratios of \(1\), \(2\), and \(6\) to decibels.
  6. An antenna spec demands \(AR\le 3\ \text{dB}\). What is the largest linear \(AR\) allowed?
  7. Write the time-domain field of the phasor \(\vec{E}_s=E_0(\hat{a}_x+j\hat{a}_y)e^{-j\beta z}\) and state its handedness sense.
  8. Show that \(\delta=0\) reduces the polarization-ellipse equation to a straight line.
  9. For \(E_1=E_2\) and \(\delta=90^\circ\), reduce the ellipse equation to a circle.
  10. For \(E_1=2\), \(E_2=3\), \(\delta=90^\circ\), find \(AR\) and the tilt angle.
  11. Explain why a circularly polarized link is robust to a rotating receive antenna.
  12. A linearly polarized receiver is rotated \(60^\circ\) from an incoming linear wave. By Malus-type reasoning, what fraction of the power is captured?
Tip: two questions settle any polarization problem. Are the amplitudes equal? And what is the phase difference \(\delta\)? In phase or anti-phase (\(0,\pi\)) is always linear; equal amplitudes in quadrature (\(\pm90^\circ\)) is always circular; anything else is an ellipse. The axial ratio \(AR=E_{\max}/E_{\min}\) — best read in decibels — measures how far from circular you are, and the sign of \(\delta\) sets the handedness. Polarization is the one property of a wave that survives unchanged through free space yet can be filtered, matched, or rejected at will, which is why it carries so much engineering. Part 5 closes next with the moment a wave stops travelling freely and meets a boundary — reflection and refraction in Chapter 22.