Set 19 — Second-Order Circuits
Two storage elements of different types cannot be combined, so a circuit containing both obeys a second-order differential equation and needs two initial conditions instead of one. What emerges is genuinely new: the capacitor's electric field and the inductor's magnetic field can pass energy back and forth, and if the resistance is small enough the exchange continues for many cycles before dying away. This set derives the characteristic equation, works all three damping cases for both topologies, and then asks what the damping ratio actually means.
The characteristic equation for every second-order circuit:
\[ s^2 + 2\alpha s + \omega_0^2 = 0 \;\Longrightarrow\; s_{1,2} = -\alpha \pm \sqrt{\alpha^2-\omega_0^2} \]The parameters differ by topology, and confusing them is the most common error in this set:
\[ \text{series: } \alpha = \frac{R}{2L}; \qquad \text{parallel: } \alpha = \frac{1}{2RC}; \qquad \text{both: } \omega_0 = \frac{1}{\sqrt{LC}} \]Three cases, decided by the damping ratio \(\zeta = \alpha/\omega_0\):
\[ \begin{aligned} \zeta > 1 \;&(\alpha>\omega_0): && x = A_1e^{s_1t} + A_2e^{s_2t} &&\text{overdamped}\\ \zeta = 1 \;&(\alpha=\omega_0): && x = (A_1 + A_2t)e^{-\alpha t} &&\text{critically damped}\\ \zeta < 1 \;&(\alpha<\omega_0): && x = e^{-\alpha t}(A_1\cos\omega_dt + A_2\sin\omega_dt) &&\text{underdamped} \end{aligned} \]with \(\omega_d = \sqrt{\omega_0^2-\alpha^2}\).
The complete response adds the forced term: \(x(t) = x(\infty) + \text{transient}\).
Two initial conditions are needed: \(x(0^+)\) and \(\dot{x}(0^+)\). The second comes from the other element's continuity through an element law — Problem 7.
Procedure: find \(v_C(0^-)\) and \(i_L(0^-)\); use continuity; find \(x(\infty)\); compute \(\alpha\) and \(\omega_0\); identify the case; then fit the two constants.
Derive the differential equation of a source-free series \(RLC\) circuit, obtain its characteristic equation, and show why three distinct kinds of solution arise. Identify \(\alpha\) and \(\omega_0\) physically.
KVL round the single loop, using the element laws of Sets 16 and 17:
The integral is awkward, so differentiate once to clear it.
Differentiating and dividing by \(L\):
Try \(i = Ae^{st}\), as the first-order case did. Substituting and cancelling \(Ae^{st}\):
A quadratic, so there are two natural frequencies rather than one. The general solution is a combination of both, which is why two initial conditions are required.
Three cases, from the discriminant:
| Condition | Roots | Solution | Name |
|---|---|---|---|
| \(\alpha > \omega_0\) | Real, distinct, both negative | \(A_1e^{s_1t}+A_2e^{s_2t}\) | Overdamped |
| \(\alpha = \omega_0\) | Real, equal | \((A_1+A_2t)e^{-\alpha t}\) | Critically damped |
| \(\alpha < \omega_0\) | Complex conjugates \(-\alpha\pm j\omega_d\) | \(e^{-\alpha t}(A_1\cos\omega_dt+A_2\sin\omega_dt)\) | Underdamped |
Why the repeated root needs a \(t\). When \(s_1 = s_2\) the two exponentials collapse into one, leaving only one arbitrary constant — not enough for two initial conditions. Substituting \(i = A_2te^{-\alpha t}\) into the equation with \(\omega_0 = \alpha\) confirms it is a second independent solution.
What the parameters mean. \(\omega_0\) is the frequency at which a lossless \(LC\) circuit would oscillate for ever (Problem 18), and \(\alpha\) measures how fast the resistance removes energy:
The envelope of any underdamped response decays as \(e^{-\alpha t}\), so \(1/\alpha\) plays the role that \(\tau\) played in Set 18.
Define the damping ratio, express the three cases in terms of it, and classify these circuits: series \(R=10\ \Omega, L=1\ \text{H}, C=\tfrac1{16}\ \text{F}\); series \(R=6\ \Omega, L=1\ \text{H}, C=0.04\ \text{F}\); parallel \(R=2\ \Omega, L=0.4\ \text{H}, C=0.125\ \text{F}\).
The damping ratio is the dimensionless comparison of the two rates:
Writing the roots this way separates shape from speed: \(\zeta\) alone fixes the shape of the response, and \(\omega_0\) merely scales the time axis.
Classifying the three circuits:
| Circuit | \(\alpha\) | \(\omega_0\) | \(\zeta\) | Case |
|---|---|---|---|---|
| Series 10 Ω, 1 H, 1/16 F | \(R/2L = 5\) | 4 | 1.25 | Overdamped |
| Series 6 Ω, 1 H, 0.04 F | 3 | 5 | 0.60 | Underdamped |
| Parallel 2 Ω, 0.4 H, 0.125 F | \(1/2RC = 2\) | 4.472 | 0.447 | Underdamped |
Note the reversal between topologies. In a series circuit \(\alpha = R/2L\) rises with \(R\); in a parallel circuit \(\alpha = 1/2RC\) falls with \(R\):
Physically obvious once stated: a series resistor is in the oscillating loop and dissipates its current, while a parallel one is a bypass that only steals current if it is small. Problem 16 shows this is duality.
The boundary conditions in component terms:
The two critical resistances differ by a factor of four, and one is a maximum for oscillation while the other is a minimum.
Why \(\zeta\) rather than \(\alpha\). Two circuits with the same \(\zeta\) have identical response shapes, differing only in timescale. So overshoot, number of visible oscillations and settling time in units of \(1/\omega_0\) are all functions of \(\zeta\) alone — which is what makes it the design parameter, in circuits and in control systems alike. Problem 17 quantifies this.
A source-free series \(RLC\) circuit has \(R = 10\ \Omega\), \(L = 1\ \text{H}\), \(C = \tfrac{1}{16}\ \text{F}\), with \(i(0) = 0\) and \(v_C(0) = 12\ \text{V}\). Find \(i(t)\) for \(t > 0\).
Damping parameters:
\(\alpha > \omega_0\), so overdamped with \(\zeta = 1.25\).
The roots:
aFirst initial condition: \(i(0) = 0\) gives
bSecond initial condition — the one that needs care. Apply KVL at \(t = 0^+\):
The capacitor's stored voltage becomes the inductor's slope. This is the coupling between the two elements, and it is the whole reason a second-order circuit needs both continuity results.
Solving:
Check the shape. At small \(t\), expanding gives \(i \approx 2[(1-8t)-(1-2t)] = -12t\) — starting at zero with slope \(-12\), as required. The current goes negative, reaches a minimum, and returns to zero without ever crossing back: an overdamped response has at most one turning point and no oscillation.
A source-free parallel \(RLC\) circuit has \(R = 2\ \Omega\), \(L = 0.4\ \text{H}\), \(C = 0.125\ \text{F}\), with \(v(0) = 10\ \text{V}\) and \(i_L(0) = 0\). Find \(v(t)\) for \(t > 0\).
Parallel damping parameters — note the different \(\alpha\):
\(\alpha < \omega_0\), so underdamped with \(\zeta = 0.447\).
The damped frequency:
The circuit oscillates at \(\omega_d = 4\), slightly below the undamped \(\omega_0 = 4.47\) — damping always slows the oscillation.
aFrom \(v(0) = 10\): \(B_1 = 10\).
bThe second condition, from KCL at the node at \(t = 0^+\). The three parallel branches must sum to zero:
Differentiating the solution and evaluating at zero:
The amplitude–phase form is often more revealing:
since \(\sqrt{10^2+5^2} = 11.18\) and \(\tan^{-1}(5/10) = 26.57°\). The envelope \(11.18e^{-2t}\) and the oscillation \(\cos(4t+26.57°)\) are now separate.
A 6 V source with a 1 Ω and a 2 Ω resistor establishes initial conditions in a parallel \(RLC\) network with \(R = 1\ \Omega\), \(L = 1\ \text{H}\), \(C = 0.25\ \text{F}\); at \(t = 0\) the source is short-circuited. Given \(i(0) = -2\ \text{A}\) and \(v(0) = 2\ \text{V}\), find \(i(t)\) and \(v(t)\).
Initial conditions, from the pre-switch DC circuit:
Damping parameters for the source-free parallel circuit:
\(\alpha = \omega_0\) exactly — critically damped, with the repeated root \(s = -2\).
Solve for the inductor current (the state variable), using the repeated-root form:
The second condition, from the inductor's own element law:
Hence both quantities:
Check the two against each other. Differentiating the current:
Consistent with \(v = L\,di/dt\) at every instant, not merely at \(t=0\) — a worthwhile check whenever both quantities have been written out.
Reading the response. The voltage has zero initial slope, since
which vanishes at \(t=0\) and is negative thereafter. So \(v\) decays monotonically from 2 V, and the current climbs monotonically from \(-2\ \text{A}\) towards zero. A critically damped response never crosses its final value — the \(te^{-\alpha t}\) term can produce at most one hump, and here the constant term suppresses even that.
A switch closed for a long time opens at \(t = 0\), leaving a source-free series \(RLC\) loop with \(R = 8+12 = 20\ \Omega\), \(L = 1\ \text{H}\), \(C = \tfrac{1}{36}\ \text{F}\). Before switching, \(v_C = 16\ \text{V}\) and the 8 Ω carried the inductor current. Find \(i_x = -i\) and \(v_R = 8i\) for \(t>0\).
Initial conditions from the DC steady state before switching:
Both carry across by continuity: \(v(0^+) = 16\ \text{V}\) and \(i(0^+) = 2\ \text{A}\).
Damping parameters after switching:
Overdamped, \(\zeta = 1.67\).
aFrom \(i(0) = 2\):
bSecond condition by KVL at \(t = 0^+\). The capacitor drives the loop against the resistance:
Note that both initial conditions were needed here — the capacitor voltage and the inductor current — which is exactly what distinguishes second order from first.
Solving:
The requested quantities:
Check: \(v_R(0) = 16\ \text{V} = 8 \times 2\) ✓, consistent with the initial current.
Set out systematically how to obtain \(\dot{x}(0^+)\) for any second-order circuit, for each choice of unknown and each topology, and explain why this is the step that most often goes wrong.
The difficulty. Continuity gives \(v_C(0^+)\) and \(i_L(0^+)\) directly — two numbers. But if the unknown is \(v_C\), the general solution needs \(v_C(0^+)\) and \(\dot{v}_C(0^+)\), and the derivative is not given. It must be manufactured from the other element's condition.
The bridge is always an element law:
So the derivative of one state variable is set by the other quantity at the same element — and finding \(i_C(0^+)\) or \(v_L(0^+)\) is an ordinary resistive problem at the single instant \(t = 0^+\).
The procedure. Draw the circuit at \(t = 0^+\) with each storage element replaced by a source of its known value:
| Element | Replace at \(0^+\) by | Then read off |
|---|---|---|
| Capacitor | Voltage source \(v_C(0^+)\) | Its current \(i_C(0^+)\) |
| Inductor | Current source \(i_L(0^+)\) | Its voltage \(v_L(0^+)\) |
This is the substitution theorem of Set 14 applied at one instant. The resulting network is purely resistive and yields to KCL or KVL immediately.
The standard results, which follow from applying that procedure to the two canonical topologies:
The first is KVL round the loop; the second is KCL at the node. Neither should be memorised — both are one line of Kirchhoff at \(t = 0^+\).
Three ways this goes wrong:
| Error | Why it is wrong |
|---|---|
| Assuming \(\dot{x}(0^+) = 0\) | True only if the other element's initial value happens to be zero |
| Using the \(t=0^-\) circuit | The topology has changed; use the post-switch circuit with pre-switch state values |
| Forgetting the source term | A driven circuit has \(V_s\) or \(I_s\) in the Kirchhoff equation at \(0^+\) |
A worked instance. Take Problem 3: unknown \(i\), with \(i(0^+) = 0\) and \(v_C(0^+) = 12\ \text{V}\). Replacing the capacitor by a 12 V source and the inductor by a 0 A source (an open circuit):
The resistor contributes nothing because no current flows yet. Had \(i(0^+)\) been non-zero, its \(Ri\) drop would have entered.
A series \(RLC\) circuit with \(R = 6\ \Omega\), \(L = 1\ \text{H}\), \(C = 0.04\ \text{F}\) has \(i(0^-) = 0\) and \(v(0^-) = -12\ \text{V}\) established by a 2 A source through 6 Ω. At \(t = 0\) a 50 V step is applied. Find \(v(t)\) for \(t>0\).
Initial conditions:
Damping parameters:
Underdamped, \(\zeta = 0.6\), \(\omega_d = 4\ \text{rad/s}\).
The final value. In DC steady state the capacitor is open and no current flows, so the whole source voltage appears across it:
aFrom \(v(0) = -12\):
bFrom the capacitor's element law, with zero initial current:
The response:
Or in amplitude–phase form, with \(\sqrt{62^2+46.5^2} = 77.5\):
The circuit overshoots. Starting at \(-12\ \text{V}\) and heading for 50 V, it does not stop there — Problem 17 computes the peak as 55.9 V, an overshoot of 9.5% of the 62 V step. No first-order circuit can do this, and Set 18, Challenge C3 proved why.
A series \(RLC\) circuit with \(R = 5\ \Omega\), \(L = 1\ \text{H}\), \(C = 4\ \text{F}\) has \(i(0) = 2\ \text{A}\) and \(v(0) = 10\ \text{V}\), and a final capacitor voltage of 20 V. Find \(v(t)\).
Initial conditions after converting the current source to a voltage source (Set 12):
Damping parameters:
Heavily overdamped: \(\zeta = 5\). The large capacitance makes \(\omega_0\) very small.
The roots are widely separated, which is characteristic of large \(\zeta\):
aFrom \(v(0) = 10\):
bFrom the capacitor's element law:
The response:
Read what the numbers say. The fast root's amplitude is a thousandth of the slow root's, so to any practical accuracy
— a first-order response with \(\tau = 19.8\ \text{s}\). When \(\zeta \gg 1\) the two roots separate widely, the fast one contributes almost nothing, and the circuit behaves as though the inductor were absent. Setting \(L = 0\) gives \(\tau = RC = 20\ \text{s}\), close to the 19.8 s found.
Mesh analysis on a resistive network before switching gives \(18i_2 - 6i_1 = 0\) and \(-30 + 6(i_1-i_2) + 10 = 0\). After switching, a series \(RLC\) circuit remains with \(R = 6\parallel12 = 4\ \Omega\), \(L = \tfrac12\ \text{H}\), \(C = \tfrac18\ \text{F}\) and a 10 V source. Find \(i(t)\).
Initial conditions from the mesh equations:
Damping parameters:
Exactly critical: \(\zeta = 1\), repeated root \(s = -4\).
Solve for the capacitor voltage, whose final value is the source voltage:
The second condition. The capacitor current is the loop current, here flowing so as to discharge it:
The \(t\,e^{-4t}\) term vanishes — a legitimate outcome, not an error. Critical damping guarantees the form, not that both constants are non-zero.
Hence the capacitor voltage and the current:
Two checks. At \(t = 0\), \(i = 5\ \text{A}\) ✓ matching the initial condition; and as \(t \to \infty\), \(i \to 0\) and \(v \to 10\ \text{V}\) ✓ — the capacitor blocks DC and takes the full source voltage.
A switch moves from \(a\) to \(b\) at \(t=0\). Before the move, a 4 A source divides between 6 Ω and 2 Ω and the capacitor is uncharged. After it, a series \(RLC\) loop remains with \(R = 6+14 = 20\ \Omega\), \(L = 2\ \text{H}\), \(C = 0.02\ \text{F}\) and a net source of \(24-12 = 12\ \text{V}\). Find \(i(t)\).
Initial conditions:
Current division sends the larger share through the smaller resistance — the 6 Ω on top divides into the inductor's branch.
Damping parameters:
Critically damped again, \(s = -5\) repeated.
Solve for the capacitor voltage:
The second condition, from the capacitor current — which in a series loop is the inductor current:
The current follows by differentiating:
The current changes sign at \(t = \tfrac13\ \text{s}\), where the bracket vanishes. Physically: the capacitor charges past 12 V, then discharges back towards it. That single reversal is the most a critically damped response can manage — it approaches the final value from one side and never crosses.
The capacitor voltage does exceed 12 V — but that is not overshoot of the current's final value, which is zero and approached monotonically after the reversal.
A parallel \(RLC\) circuit with \(R = 2\ \text{k}\Omega\), \(L = 8\ \text{mH}\), \(C = 5\ \mu\text{F}\) is driven by a 6 mA step, with \(v(0) = 0\) and \(i(0) = 0\). Find the inductor current for \(t>0\).
Damping parameters:
Very lightly damped: \(\zeta = 0.01\). This is a resonant circuit rather than a damped one.
The damped frequency is barely distinguishable from \(\omega_0\):
A 1% damping ratio shifts the frequency by only 0.005% — which is why \(\omega_d \approx \omega_0\) is a safe approximation for any lightly damped circuit.
The final value is the whole source current, since the inductor is a DC short:
aFrom \(i(0) = 0\): \(A = -6\ \text{mA}\).
bFrom \(v(0) = L\,\dot{i}(0) = 0\):
\(B\) is a hundredth of \(A\) — for light damping the sine term is nearly negligible and the response is almost a pure cosine.
The response:
The current rings around 6 mA, reaching nearly 12 mA at its first peak — an overshoot approaching 100%.
How long does the ringing last? The envelope decays with \(1/\alpha = 20\ \text{ms}\), while one oscillation takes \(2\pi/\omega_d = 1.26\ \text{ms}\). So roughly
before settling. Problem 19 shows this count is essentially the quality factor.
A parallel \(RLC\) circuit with \(R = 5\ \Omega\), \(L = 5\ \text{H}\), \(C = 0.05\ \text{F}\) is driven by a 3 A step. Before switching, \(i(0) = 3 + \tfrac{12}{4} = 6\ \text{A}\) and \(v(0) = 0\). Find \(i(t)\).
Damping parameters:
Critically damped, \(s = -2\) repeated.
The final value is the source current, since the inductor shorts in DC:
aFrom \(i(0) = 6\):
bFrom \(v(0) = 0\), using the inductor's element law:
The response:
Trace its shape. The current starts at 6 A with zero slope, must reach 3 A, and cannot overshoot. Differentiating:
Zero at \(t=0\) and negative thereafter — a flat start followed by a monotonic fall to 3 A. The \(6t\) term does not create a hump here; it holds the response up briefly before the exponential takes over.
A 4 A source feeds an inductor while a \(30u(-t)\) voltage source charges a capacitor through two 20 Ω resistors. At \(t=0\) the switch closes and the voltage source vanishes, leaving a parallel \(RLC\) circuit with \(R = 20\parallel20 = 10\ \Omega\), \(L = 20\ \text{H}\), \(C = 8\ \text{mF}\). Find \(i(t)\) and \(i_R(t)\).
Initial conditions. Before switching, the two halves are independent. The 4 A source drives the inductor, and the capacitor sits at the divider's output:
Recall \(30u(-t)\) equals 30 for \(t<0\) and zero for \(t>0\) — a source that switches off.
Damping parameters after switching:
Overdamped, \(\zeta = 2.5\).
The final value is the source current, since the inductor is a DC short:
aFrom \(i(0) = 4\): \(A_1 + A_2 = 0\), so \(A_1 = -A_2\).
bFrom the inductor's element law:
The inductor current:
The transient is tiny — 65 mA against a 4 A steady value — because the initial current already equals the final one. Only the capacitor's 15 V disturbs it.
The resistor current, obtained from the node voltage \(v = L\,di/dt\):
Check: \(i_R(0) = 0.785 - 0.034 = 0.75\ \text{A} = 15/20\) ✓, the current the 15 V initially drives through the 20 Ω.
A 20 V source drives a loop containing 6 Ω and a 0.25 H inductor, sharing a 0.04 F capacitor with a second loop containing 4 Ω. With \(i(0) = 0\) and \(v(0) = 0\), find the second-loop current \(i(t)\) — a circuit that is neither series nor parallel \(RLC\).
The standard formulas do not apply here, because the circuit fits neither canonical topology. The general method is to derive the differential equation from Kirchhoff's laws and read \(\alpha\) and \(\omega_0\) from its coefficients.
Mesh equations, with \(i_0\) in the source loop and \(i\) in the other:
Here \(1/C = 25\), and the capacitor is common to both loops.
Eliminate \(i_0\). Differentiating (2):
Substituting into (1), together with \(25\int(i_0+i)dt = -4i\):
Read the parameters off the coefficients:
Underdamped, but only just: \(\zeta = 0.957\). Neither \(R/2L\) nor \(1/2RC\) would have given 15.125.
The final value from the forcing term, or equally from the DC circuit:
Check: at steady state the capacitor is open, so the two loops form one path of \(6+4 = 10\ \Omega\) carrying \(20/10 = 2\ \text{A}\), which is \(-2\) in the second loop's reference direction ✓.
Fitting the constants, with \(i(0) = 0\) and \(\dot{i}(0) = 0\) (from \(v(0) = 0\) through equation 2):
Show that the series and parallel \(RLC\) circuits are duals, and use the correspondence to convert Problem 3's overdamped series result into a parallel one without repeating the analysis.
The two governing equations. For the series loop, KVL in terms of current; for the parallel node, KCL in terms of voltage:
Identical under the substitutions \(i \leftrightarrow v\), \(L \leftrightarrow C\), \(R \leftrightarrow G = 1/R\) — the dual dictionary of Set 17, Problem 20.
The parameters map accordingly:
| Series | Parallel | Comment |
|---|---|---|
| KVL, one loop | KCL, one node | Dual laws |
| State variables \(i_L, v_C\) | State variables \(v_C, i_L\) | Roles swap |
| \(\alpha = R/2L\) | \(\alpha = G/2C = 1/2RC\) | Same form in dual quantities |
| \(\omega_0 = 1/\sqrt{LC}\) | \(\omega_0 = 1/\sqrt{LC}\) | Self-dual |
| Large \(R\) → overdamped | Large \(R\) → underdamped | Because \(R \leftrightarrow G\) |
| Critical at \(R = 2\sqrt{L/C}\) | Critical at \(R = \tfrac12\sqrt{L/C}\) | Differ by a factor of 4 |
\(\omega_0\) being self-dual is the reason both topologies resonate at the same frequency for the same \(L\) and \(C\) — a fact Set 29 relies on.
Converting Problem 3. There a series circuit with \(R = 10\ \Omega\), \(L = 1\ \text{H}\), \(C = \tfrac1{16}\ \text{F}\) gave \(\alpha = 5\), \(\omega_0 = 4\) and
The dual circuit needs \(G = 10\ \text{S}\) (so \(R = 0.1\ \Omega\)), \(C = 1\ \text{F}\), \(L = \tfrac{1}{16}\ \text{H}\). Check:
with \(v(0) = 0\) and \(i_L(0) = 12\ \text{A}\) as the dual initial conditions. Not one line of algebra was repeated.
Why the critical resistances differ by four. Setting \(\alpha = \omega_0\) in each case:
Both involve the characteristic impedance \(\sqrt{L/C}\), and the factor of 4 is the accumulated effect of the two factors of 2 sitting on opposite sides.
Derive the peak overshoot and peak time of an underdamped step response in terms of \(\zeta\), evaluate them for Problem 8's circuit, and explain why \(\zeta \approx 0.7\) is so often the design target.
The normalised step response. For a step from 0 to 1 with zero initial slope:
Differentiate to find the peak. The cosine terms cancel, leaving
which vanishes whenever \(\omega_dt = n\pi\). The first maximum is at
Substituting back, with \(\sin\pi = 0\) and \(\cos\pi = -1\):
using \(\alpha/\omega_d = \zeta/\sqrt{1-\zeta^2}\). The overshoot depends on \(\zeta\) alone — not on \(\omega_0\), nor on the component values individually.
Applying to Problem 8 (\(\alpha = 3\), \(\omega_d = 4\), \(\zeta = 0.6\)):
The step there ran from \(-12\) to 50 V, a span of 62 V, so the predicted peak is \(50 + 0.0948(62) = 55.9\ \text{V}\) — which is exactly what evaluating the full expression gives at \(t = 0.785\ \text{s}\).
The design table:
| \(\zeta\) | Overshoot | Character |
|---|---|---|
| 0.1 | 72.9% | Severe ringing |
| 0.4 | 25.4% | Noticeable ringing |
| 0.707 | 4.3% | Fast, barely rings |
| 0.9 | 0.15% | Essentially no overshoot |
| 1.0 | 0 | Critical — slowest with none |
Settling time is governed by the envelope, so to within 2% takes
For Problem 8, \(t_s = 4/3 = 1.33\ \text{s}\). Note that reducing \(\zeta\) below 1 makes settling slower, not faster — the ringing has to die away.
Why \(\zeta = 0.707\). It is the compromise: 4.3% overshoot is usually tolerable, and settling is markedly faster than at \(\zeta = 1\). It also gives the flattest possible frequency response with no peaking — the Butterworth condition of Set 30. The same number appearing in both the time and frequency domains is not a coincidence, as Set 28 will show.
Take a lossless \(LC\) circuit with \(L = 1\ \text{H}\), \(C = 0.04\ \text{F}\), \(v(0) = 10\ \text{V}\) and \(i(0) = 0\). Track the energy in each element and explain why oscillation requires two different kinds of storage.
With \(R = 0\), \(\alpha = 0\) and the roots are purely imaginary:
Undamped: the oscillation never decays, because there is nothing to dissipate energy.
Track the energy:
| \(t\) | \(w_C\) | \(w_L\) | Total |
|---|---|---|---|
| 0 | 2 J | 0 | 2 J |
| \(\pi/2\omega_0\) | 0 | 2 J | 2 J |
| \(\pi/\omega_0\) | 2 J | 0 | 2 J |
That is the mechanism. Energy moves completely from the electric field to the magnetic field and back, twice per cycle, with the total conserved. The oscillation is not something the circuit is driven to do — it is the only way two conservative stores connected together can behave.
Why two different kinds are needed. Two capacitors connected together also exchange charge, but they reach a common voltage and stop (Set 18, Challenge C2). The exchange is one-way because the driving quantity — voltage difference — is destroyed by the transfer itself. With an \(L\) and a \(C\):
| Stage | What happens |
|---|---|
| Capacitor full | Its voltage drives \(di/dt\) — current begins to grow |
| Voltage reaches zero | Current is at maximum, and the inductor keeps it flowing |
| Current charges C the other way | Voltage grows with reversed sign |
| Current reaches zero | Capacitor is fully charged, opposite polarity — cycle repeats |
Each element's state drives the other's rate of change, so neither can settle while the other is charged. That 90° lag is what turns exchange into oscillation.
Adding resistance takes a share of the energy on every pass:
— the envelope of the energy, decaying at twice the rate of the amplitude, as Set 18, Problem 8 found for the first-order case. When \(\alpha \ge \omega_0\) the resistance removes the energy faster than one exchange can complete, and no oscillation is visible at all. That is precisely what overdamping is.
Define the quality factor \(Q\), relate it to \(\zeta\), give its component form for both topologies, and use it to predict how many cycles Problem 12's circuit rings.
Definition:
A high \(Q\) means light damping. The two quantities carry the same information; \(\zeta\) is preferred for transient work and \(Q\) for resonance, where Set 29 will show it also equals \(\omega_0/\text{bandwidth}\).
Component forms, obtained by substituting each \(\alpha\):
Again inverse in \(R\), as duality requires. Both involve \(\sqrt{L/C}\), so \(Q\) compares the resistance with the circuit's characteristic impedance.
Checking against earlier problems:
| Problem | Topology | \(\zeta\) | \(Q = 1/2\zeta\) |
|---|---|---|---|
| 8 | Series 6 Ω, 1 H, 0.04 F | 0.60 | 0.833 |
| 4 | Parallel 2 Ω, 0.4 H, 0.125 F | 0.447 | 1.118 |
| 12 | Parallel 2 kΩ, 8 mH, 5 µF | 0.01 | 50 |
Verify the last directly: \(Q = R\sqrt{C/L} = 2000\sqrt{5\times10^{-6}/8\times10^{-3}} = 2000(0.025) = 50\) ✓.
The energy interpretation, which is where the name comes from:
Since the stored energy decays as \(e^{-2\alpha t}\), the fraction lost in one period \(T = 2\pi/\omega_d\) is about \(2\alpha T = 4\pi\alpha/\omega_0 = 2\pi/Q\) for light damping — which inverts to the definition above.
Counting the ringing. The response is essentially over after \(5/\alpha\), and each cycle takes \(2\pi/\omega_d\), so
For Problem 12 with \(Q = 50\) that predicts about 80 visible cycles — matching the direct calculation there exactly. A useful rule: a circuit rings for roughly \(Q\) cycles.
Compare first- and second-order circuits systematically, state what is genuinely new here, and identify the limitation of the classical method that motivates the Laplace transform.
The comparison:
| First order (Set 18) | Second order (Set 19) | |
|---|---|---|
| Natural frequencies | One, always real | Two, real or complex |
| Initial conditions | \(x(0^+)\) | \(x(0^+)\) and \(\dot{x}(0^+)\) |
| Parameters | \(\tau\) | \(\alpha\) and \(\omega_0\), or \(\zeta\) and \(\omega_0\) |
| Qualitative cases | One | Three |
| Overshoot | Impossible | Possible |
| Oscillation | Impossible | Possible |
| Energy behaviour | Stored then dissipated | Exchanged, then dissipated |
What is genuinely new is the last row. A first-order circuit's stored energy has only one destination — the resistance. A second-order circuit has somewhere else to put it, and the round trip takes time, which is what a frequency is.
What is not new is the method. Kirchhoff's laws, continuity, DC analysis for initial and final values, and the split into natural and forced response all work exactly as in Set 18. Even the procedure is the same shape — find the state, find where it is going, find how fast — with "how fast" now requiring two numbers instead of one.
The limitation. Problem 15 showed what happens when the topology is not canonical: the differential equation must be assembled by hand, integrals differentiated away, and one variable eliminated between two equations. For third order and beyond this becomes impractical, and there are three further difficulties:
| Difficulty | Consequence |
|---|---|
| Deriving the ODE | Laborious and error-prone above second order |
| Initial conditions | \(n\) of them, and the higher derivatives are awkward |
| Non-step sources | The particular integral must be guessed case by case |
What the Laplace transform does about it. Set 31 converts differentiation into multiplication by \(s\), so the circuit's equations become algebraic. Initial conditions enter as sources rather than as separate conditions, the natural and forced responses emerge together, and Set 32 shows the whole analysis reduces to writing impedances and applying Set 6's nodal analysis unchanged.
The characteristic equation of this set becomes the pole polynomial, and the three damping cases become three arrangements of poles in the complex plane.
The immediate next step, though, is different. Sets 20 onwards ask what happens when the source is a sustained sinusoid rather than a step. The transient dies away and only the forced response remains — and for that special case there is a shortcut that makes the whole of Part 1 apply again, unchanged, to AC circuits.
Practice Problems
Work each on paper before opening the answer. The answer is given so you can check yourself; the method is deliberately not.
P1. A series \(RLC\) has \(R = 4\ \Omega\), \(L = 1\ \text{H}\), \(C = 0.25\ \text{F}\). Classify the response.
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\(\alpha = 2\), \(\omega_0 = 2\), so \(\zeta = 1\) — critically damped.P2. Same components, but connected in parallel. Classify it now.
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\(\alpha = 1/2RC = 0.5\), \(\omega_0 = 2\), so \(\zeta = 0.25\) — underdamped. The same parts give a different case — Problem 16.P3. What series resistance makes \(L = 2\ \text{H}\), \(C = 0.02\ \text{F}\) critically damped?
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\(R = 2\sqrt{L/C} = 2\sqrt{100} = 20\ \Omega\) — Problem 11's circuit.P4. A circuit has roots \(s = -3 \pm j4\). Find \(\alpha\), \(\omega_d\), \(\omega_0\) and \(\zeta\).
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\(\alpha = 3\), \(\omega_d = 4\), \(\omega_0 = \sqrt{9+16} = 5\), \(\zeta = 0.6\) — Problem 8.P5. Write the form of the response for a repeated root \(s = -6\).
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\(x(t) = x(\infty) + (A+Bt)e^{-6t}\) — the \(t\) is needed for a second independent solution — Problem 1.P6. A series \(RLC\) has \(v_C(0) = 8\ \text{V}\), \(i(0) = 1\ \text{A}\), \(R = 2\ \Omega\), \(L = 0.5\ \text{H}\), no source. Find \(\dot{i}(0^+)\).
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\(v_L(0) = -Ri(0)-v_C(0) = -2-8 = -10\), so \(\dot{i}(0^+) = -10/0.5 = -20\) A/s — Problem 7.P7. An underdamped circuit has \(\zeta = 0.5\). Find the percentage overshoot.
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\(M_p = e^{-\pi(0.5)/\sqrt{0.75}} = e^{-1.814} = 16.3\%\) — Problem 17.P8. A parallel \(RLC\) has \(R = 1\ \text{k}\Omega\), \(L = 1\ \text{mH}\), \(C = 1\ \mu\text{F}\). Find \(Q\).
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\(Q = R\sqrt{C/L} = 1000\sqrt{10^{-6}/10^{-3}} = 1000(0.0316) = 31.6\) — Problem 19.P9. Roughly how many cycles does that circuit ring?
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About \(1.6Q \approx 50\) cycles — the rule from Problem 19.P10. A step response settles with 2% accuracy in 0.8 s and has \(\zeta = 0.5\). Find \(\omega_0\).
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\(t_s = 4/\zeta\omega_0 \Rightarrow \omega_0 = 4/(0.5 \times 0.8) = 10\) rad/s — Problem 17.P11. Why can a purely resistive–capacitive circuit never oscillate, however many capacitors it has?
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All its natural frequencies are real and negative — there is only one kind of storage, so energy has no second place to go — Problem 18.P12. In a lossless \(LC\) circuit, when is the inductor energy maximum?
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When the capacitor voltage is zero — a quarter cycle after the capacitor's peak. The total is constant — Problem 18.
Challenge Problems
Each needs an idea rather than a formula. Decide what the governing principle is before opening the answer.
C1. Show that a critically damped circuit reaches its final value faster than any overdamped one with the same \(\omega_0\), and explain why that is the precise sense in which critical damping is "optimal".
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The settling rate is set by the slowest root. For \(\zeta \ge 1\) the roots areand the response decays at the rate of the root nearest the origin, \(|s_2| = \omega_0(\zeta - \sqrt{\zeta^2-1})\).\[ s_{1,2} = \omega_0\left(-\zeta \pm \sqrt{\zeta^2-1}\right) \]
Show this is maximised at \(\zeta = 1\). Write \(f(\zeta) = \zeta - \sqrt{\zeta^2-1}\) for \(\zeta \ge 1\):since \(\zeta > \sqrt{\zeta^2-1}\). So \(f\) is strictly decreasing, with maximum \(f(1) = 1\). Hence\[ f'(\zeta) = 1 - \frac{\zeta}{\sqrt{\zeta^2-1}} < 0 \ \text{ for all } \zeta > 1 \]Numerically, for \(\omega_0 = 10\):\[ |s_2|_{\max} = \omega_0 \ \text{ at } \zeta = 1 \]Increasing the damping fivefold makes settling ten times slower — which is Problem 9's heavily overdamped circuit, where \(\zeta=5\) gave a 19.8 s time constant from components whose \(1/\omega_0\) was only 2 s.\[ \zeta=1: |s_2|=10; \quad \zeta=2: |s_2|=2.68; \quad \zeta=5: |s_2|=1.01 \]
The precise claim. Critical damping is the fastest response subject to no overshoot. It is not the fastest overall — \(\zeta = 0.7\) reaches the final value sooner and settles to within 2% sooner too, at the price of 4.3% overshoot (Problem 17). Which is optimal depends entirely on whether overshoot is permitted, and that is a specification, not a mathematical question.
Why "over"damped is a good name. Adding resistance beyond critical does not damp the response better; it slows it down. The intuition that more damping always means more control is exactly wrong past \(\zeta = 1\).C2. A parallel \(RLC\) circuit is source-free with \(v(0) = V_0\) and \(i_L(0) = 0\). Prove that the total energy dissipated in \(R\) over all time equals the initial stored energy, whatever the damping case — and that this places a constraint on the natural frequencies.
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The energy statement is conservation, and needs no solution of the differential equation. The capacitor starts with \(\tfrac12CV_0^2\), the inductor with nothing, and both end at zero because the circuit is source-free with \(R > 0\). The only place energy can go is \(R\):Verify in the underdamped case as a check. With \(v = V_0e^{-\alpha t}\left(\cos\omega_dt + \frac{\alpha}{\omega_d}\sin\omega_dt\right)\), the integral evaluates — after some work — to \(\tfrac12CV_0^2\) exactly, for every \(\alpha\) and \(\omega_d\). The route depends on damping; the total cannot.\[ W_R = \int_0^\infty \frac{v^2}{R}\,dt = \tfrac12CV_0^2 \]
The constraint on the roots. For the integral to converge at all, \(v\) must decay, so every natural frequency needsBoth roots satisfy this whenever \(\alpha > 0\) and \(\omega_0^2 > 0\) — that is, whenever \(R\), \(L\) and \(C\) are all positive. Applying the quadratic's coefficient relations to \(s^2+2\alpha s+\omega_0^2\):\[ \operatorname{Re}(s) < 0 \]A negative sum and positive product force both roots into the left half-plane, whether real or complex. So a passive second-order circuit is unconditionally stable, extending Set 18, C3's first-order result.\[ s_1+s_2 = -2\alpha < 0, \qquad s_1s_2 = \omega_0^2 > 0 \]
What breaks it. Only a negative \(\alpha\) — hence a negative effective resistance, which needs an active element (Set 15, C1). Then \(e^{+|\alpha|t}\) grows and the energy integral diverges, because energy is being supplied from a power supply the model has hidden inside a dependent source. An oscillator is precisely a circuit designed so that \(\alpha = 0\) is approached from the unstable side and held there by saturation.C3. Two identical \(LC\) tanks are coupled by a small capacitor. Without solving the circuit, argue what qualitatively new behaviour appears that Problem 18's single tank cannot show, and connect it to the order-counting rule of Set 18.
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Count the order first. Two inductors and three capacitors, none combinable in series or parallel, but the coupling capacitor with the two tank capacitors forms a capacitor loop, removing one. By Set 18, Problem 18's rule:So there are four natural frequencies — two complex conjugate pairs for a lightly damped circuit.\[ \text{order} = 2 + 3 - 1 = 4 \]
What the two pairs are. By symmetry the circuit has two natural modes: the tanks oscillating in phase, and out of phase. In the in-phase mode no current flows through the coupling capacitor at all — it might as well be absent — so that mode sits at \(\omega_0\). In the out-of-phase mode the coupling capacitor is driven hard, adding to the effective capacitance and shifting the frequency. HenceThe new behaviour is beating. Excite one tank alone and the response contains both modes at slightly different frequencies. Their sum is\[ \omega_1 = \omega_0, \qquad \omega_2 \ne \omega_0 \]a fast oscillation with a slowly varying envelope. Physically the energy migrates completely from one tank to the other and back, at the beat rate \(|\omega_1-\omega_2|/2\) — weaker coupling giving a slower transfer.\[ \cos\omega_1t + \cos\omega_2t = 2\cos\left(\frac{\omega_1-\omega_2}{2}t\right)\cos\left(\frac{\omega_1+\omega_2}{2}t\right) \]
Why second order cannot do this. With one pair of roots there is one frequency and a monotonic envelope. Two pairs are needed for an envelope that itself oscillates. This is the qualitative gain from going beyond second order — not a new kind of root, as Problem 20 noted, but new behaviour from their interaction.
Where it matters. Coupled-resonator filters, the double-humped response of over-coupled transformers (Set 26), and the mode splitting seen whenever two identical oscillators are joined — from pendulums to atoms.
Multiple-Choice Questions
Twelve questions in GATE/ESE style. Commit to an answer before opening the explanation.
Q1. For a series \(RLC\) circuit, \(\alpha\) equals
(a) \(1/2RC\) (b) \(R/2L\) (c) \(2L/R\) (d) \(1/\sqrt{LC}\)
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(b). Option (a) is the parallel case — the commonest error in this topic — Problem 2.Q2. A circuit is overdamped when
(a) \(\alpha < \omega_0\) (b) \(\alpha = \omega_0\) (c) \(\alpha > \omega_0\) (d) \(\omega_0 = 0\)
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(c), equivalently \(\zeta > 1\), giving real distinct roots — Problem 1.Q3. The critically damped response has the form
(a) \(A_1e^{s_1t}+A_2e^{s_2t}\) (b) \((A_1+A_2t)e^{-\alpha t}\) (c) \(e^{-\alpha t}(A_1\cos+A_2\sin)\) (d) \(A e^{-\alpha t}\)
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(b). The repeated root needs a \(t\) for a second independent solution; (d) has only one constant — Problem 1.Q4. Increasing \(R\) in a parallel \(RLC\) circuit moves it towards
(a) overdamped (b) underdamped (c) no change (d) unstable
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(b), since \(\alpha = 1/2RC\) falls. The opposite of the series case — Problem 16.Q5. The damped frequency \(\omega_d\) compared with \(\omega_0\) is
(a) larger (b) smaller (c) equal (d) unrelated
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(b). \(\omega_d = \sqrt{\omega_0^2-\alpha^2} < \omega_0\) — damping always slows oscillation — Problem 4.Q6. How many initial conditions does a second-order circuit need?
(a) one (b) two (c) three (d) four
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(b) — \(x(0^+)\) and \(\dot{x}(0^+)\), obtained from \(v_C(0^+)\) and \(i_L(0^+)\) — Problem 7.Q7. In a series \(RLC\) circuit, \(\dot{i}(0^+)\) is found from
(a) \(i(0^+)/C\) (b) \(v_L(0^+)/L\) (c) \(v_C(0^+)/R\) (d) it is always zero
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(b), with \(v_L(0^+)\) from KVL at \(t=0^+\) — Problem 7.Q8. The percentage overshoot of an underdamped step response depends on
(a) \(\omega_0\) only (b) \(\zeta\) only (c) both (d) the step size
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(b). \(M_p = e^{-\pi\zeta/\sqrt{1-\zeta^2}}\); \(\omega_0\) only scales the time axis — Problem 17.Q9. The quality factor equals
(a) \(2\zeta\) (b) \(1/2\zeta\) (c) \(\zeta\) (d) \(\alpha/\omega_0\)
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(b), i.e. \(\omega_0/2\alpha\). Option (d) is \(\zeta\) itself — Problem 19.Q10. A lossless \(LC\) circuit has natural frequencies that are
(a) real and negative (b) purely imaginary (c) complex with negative real part (d) zero
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(b). \(\alpha = 0\) gives \(s = \pm j\omega_0\) — undamped oscillation for ever — Problem 18.Q11. Increasing damping beyond critical makes the settling
(a) faster (b) slower (c) unchanged (d) oscillatory
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(b). The slower root moves towards the origin — Challenge C1.Q12. A second-order circuit with all-positive \(R\), \(L\), \(C\) is
(a) sometimes unstable (b) always stable (c) stable only if overdamped (d) marginally stable
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(b). \(s_1+s_2 = -2\alpha < 0\) and \(s_1s_2 = \omega_0^2 > 0\) place both roots in the left half-plane — Challenge C2.
Key Formulas
| Quantity | Relation | Notes |
|---|---|---|
| Characteristic equation | \(s^2+2\alpha s+\omega_0^2 = 0\) | Any second-order circuit |
| Roots | \(s_{1,2} = -\alpha\pm\sqrt{\alpha^2-\omega_0^2}\) | Real or complex |
| Series \(\alpha\) | \(R/2L\) | Rises with \(R\) |
| Parallel \(\alpha\) | \(1/2RC\) | Falls with \(R\) |
| Natural frequency | \(\omega_0 = 1/\sqrt{LC}\) | Same for both — self-dual |
| Damping ratio | \(\zeta = \alpha/\omega_0\) | Decides the case |
| Damped frequency | \(\omega_d = \sqrt{\omega_0^2-\alpha^2}\) | Underdamped only |
| Overdamped | \(A_1e^{s_1t}+A_2e^{s_2t}\) | \(\zeta>1\) |
| Critically damped | \((A_1+A_2t)e^{-\alpha t}\) | \(\zeta=1\) |
| Underdamped | \(e^{-\alpha t}(A_1\cos\omega_dt+A_2\sin\omega_dt)\) | \(\zeta<1\) |
| Complete response | \(x(\infty)\;+\;\) transient | Forced plus natural |
| Second initial condition | \(\dot{v}_C = i_C/C\), \(\dot{i}_L = v_L/L\) | From the \(t=0^+\) circuit |
| Critical \(R\) (series) | \(2\sqrt{L/C}\) | Maximum for oscillation |
| Critical \(R\) (parallel) | \(\tfrac12\sqrt{L/C}\) | Minimum for oscillation |
| Overshoot | \(M_p = e^{-\pi\zeta/\sqrt{1-\zeta^2}}\) | Function of \(\zeta\) alone |
| Peak time | \(t_p = \pi/\omega_d\) | First maximum |
| Settling time (2%) | \(t_s \approx 4/\alpha = 4/\zeta\omega_0\) | Envelope-limited |
| Quality factor | \(Q = \omega_0/2\alpha = 1/2\zeta\) | Rings about \(Q\) cycles |
| \(Q\) in components | Series \(\tfrac1R\sqrt{L/C}\); parallel \(R\sqrt{C/L}\) | Inverse in \(R\) |
Common Mistakes
Using the wrong \(\alpha\) for the topology. Series is \(R/2L\), parallel is \(1/2RC\). Identify the topology before writing anything — Problem 2.
Assuming \(\dot{x}(0^+) = 0\). It is zero only when the partner element's initial value is zero — Problem 7.
Finding \(\dot{x}(0^+)\) from the pre-switch circuit. Use the post-switch topology with the pre-switch state values — Problem 7.
Choosing the solution form from the answer's appearance. Compute \(\alpha\) and \(\omega_0\) first; a constant may legitimately come out zero — Problem 10.
Omitting the \(t\) in the critically damped case, leaving only one constant and no way to satisfy two conditions — Problem 1.
Using \(\omega_0\) where \(\omega_d\) belongs in the underdamped solution. The oscillation runs at \(\omega_d\) — Problem 4.
Forgetting the forced term. A driven circuit's response is \(x(\infty)\) plus the transient — Problem 8.
Applying the series or parallel formulas to a circuit that is neither. Derive the differential equation and read off the coefficients — Problem 15.
Believing more damping always means faster settling. Beyond \(\zeta = 1\) it is slower — Challenge C1.
Expecting the same waveform shape for every quantity. All share the roots, but each has its own constants — Problem 11.
Part 2 is complete. Two storage elements produce two natural frequencies, and where those sit in the complex plane determines everything: real gives decay, complex gives ringing, and the real part always sets the envelope. Higher-order circuits add more frequencies but no new kinds of behaviour, which is why this set is the natural end of classical transient analysis.
Every source so far has been a constant or a step, and the interest has been in the transient — the part that dies away. Now invert the question. Drive a circuit with a sustained sinusoid and wait: the transient vanishes, and what remains is a steady oscillation at the source's frequency. It turns out that this forced response can be found without solving a differential equation at all.
Next: Set 20 — Sinusoids and Phasors, where a sinusoid becomes a complex number, a derivative becomes multiplication by \(j\omega\), and every technique from Part 1 returns to service with resistances replaced by impedances.